Sales Incentives. The Company or its Affiliates also may provide incentive items for registered representatives of the Managing Dealer and the Participating Brokers, which in no event shall exceed an aggregate of $100 per annum per participating salesperson. In the event other incentives are provided to registered representatives of the Managing Dealer or the Participating Brokers, they will only be paid in cash and such payments will only be made to the Managing Dealer or the Participating Brokers rather than their registered representatives. Before any such sales incentive program is offered, the Company agrees to obtain prior approval of the terms of such program from the NASD.
Sales Incentives. The Company or its affiliates may provide incentive items for registered representatives of the Managing Dealer and the Participating Brokers, which in no event shall exceed an aggregate of $100 per annum per participating registered representative. In the event other incentives are provided to registered representatives of the Managing Dealer or the Participating Brokers, they will be paid only in cash, and such payments will be made only to the Managing Dealer or the Participating Brokers rather than to their registered representatives. Sales incentive programs offered to Participating Brokers must first have been submitted for review by FINRA, and must comply with FINRA Conduct Rule 2710 or 2810, as applicable. Sales incentive programs offered to registered representatives of the Managing Dealer must comply with FINRA Conduct Rule 2710 or 2810, as applicable but are not required to be submitted to FINRA. Costs incurred in connection with such sales incentive programs, if any, will be considered underwriting compensation.
Sales Incentives. The Company or its affiliates may provide incentive items for registered representatives of the Managing Dealer and the Participating Brokers, which in no event shall exceed an aggregate of $100 per annum per participating registered representative. In the event other incentives are provided to registered representatives of the Managing Dealer or the Participating Brokers, they shall be paid only in cash, and such payments shall be made only to the Managing Dealer or the Participating Brokers rather than to their registered representatives. Sales incentive programs offered to the Managing Dealer or to Participating Brokers must first have been submitted for review by FINRA, and must comply with FINRA Rule 5110 or 2310, as applicable. Costs incurred in connection with such sales incentive programs, if any, shall be considered underwriting compensation.
Sales Incentives. From time to time CNHi America may offer incentives to Dealers that require a payment to the Dealer from CNHi America upon the Dealer’s sale or lease of an item of equipment (a “CNHi America Sales Incentive”). CNHi Capital may accept an assignment from Dealers of their rights in such CNHi America Sales Incentives, and, upon receipt thereof, CNHi Capital may apply such amounts to reduce the amounts due from Dealers to CNHi Capital with respect to wholesale financing of such items of equipment. CNHi America shall be solely responsible for resolving any and all disputes with Dealers relating to such CNHi America Sales Incentives.
Sales Incentives. The Parties shall implement sales incentives to support the AOP in accordance with the terms and conditions set forth in Exhibit 4.
Sales Incentives. The Dealer Manager may not provide incentive items for registered representatives of the Dealer Manager or the Participating Brokers.
Sales Incentives. The Dealer Manager also may provide incentive items for registered representatives of the Dealer Manager and the Participating Brokers, which in no event shall exceed an aggregate of $100.00 per annum per participating sales person, and which shall be payable out of the Dealer Manager Fee received by the Dealer Manager. In the event other incentives are provided to registered representatives of the Dealer Manager or the Participating Brokers, they will only be paid in cash and such payments will only be made to the Dealer Manager or the Participating Brokers rather than their registered representatives. Before any such sales incentive program is offered, the Company agrees to obtain prior approval of the terms of such program from the NASD.
Sales Incentives. PR shall create an incentive structure for the PR direct sales force that rewards such sales personnel for undertaking and closing joint engagements as contemplated by this Agreement. Specifically, PR will implement a sales reward structure that provides the PR sales force with financial incentives for closing sales with Registered Prospects and Clients that purchase PR Products and Xxxxxxxx Consulting services as a combined solution that are greater than any other PR reward program for its sales force.
Sales Incentives. The Company or its Affiliates also may provide non-cash incentive items for registered representatives of the Managing Dealer and the Participating Brokers, which in no event shall exceed an aggregate of $100 per annum per participating sales person. In the event other incentives are provided to registered representatives of the Managing Dealer or the Participating Brokers, they will only be paid in cash and such payments will only be made to the Managing Dealer or the Participating Brokers rather than their registered representatives. Sales incentive programs offered to Participating Brokers must first have been submitted for review by the NASD, and must comply with Rule 2710. Sales incentive programs offered to registered representatives of the Managing Dealer must comply with Rule 2710 but are not required to be submitted to the NASD.
Sales Incentives. Schedule 3.22 sets forth, (i) the aggregate amount (determined in accordance with GAAP) of all sales coupons, sales concessions, sales incentives, allowances, and similar promotional incentives (“Deep Dish Sales Incentives”) of Deep Dish and the Deep Dish Subsidiaries that were redeemed during Deep Dish’s 2011 and 2012 fiscal years, and during the period from January 1, 2013 through March 31, 2013, and (ii) the aggregate amount of all Deep Dish Sales Incentives outstanding as of the date of this Agreement.
