The Dealer Manager definition

The Dealer Manager has entered into an agreement with the Company and the manager called the Dealer Manager Agreement dated _________, 2000, in the form to which this Agreement is attached as Exhibit A. By your acceptance of this Agreement, you will become one of the Dealers referred to in such Dealer Manager Agreement between the Company, the Manager and the Dealer Manager, you agree to become subject to all terms and conditions of the Dealer Manager Agreement, which is incorporated herein by this reference, and will be entitled and subject to the indemnification provisions contained in such Dealer Manager Agreement, including the provisions of such Dealer Manager Agreement (Section 4) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Manager and Dealer Manager and each officer and director thereof, and each person, if any, who controls the Company, the Manager and Dealer Manager within the meaning of the Securities Act of 1933. Except as otherwise specifically stated herein, all terms used in this Agreement have the meanings provided in the Dealer Manger Agreement. The Units are offered solely through broker-dealers who are members of the National Association of Securities Dealers, Inc. ("NASD"). Dealer hereby agrees to use its best efforts to sell the Units for cash on the terms and conditions stated in the Prospectus. Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager or of the Company or the Manager, and Dealer is not authorized to act for the Dealer Manager, the Company or the Manager or to make any representations on their behalf except as set forth in the Prospectus and such other printed information furnished to Dealer by the Dealer Manager or the Company to supplement the Prospectus ("supplemental information").

The Dealer Manager has entered into an agreement with the Partnership and the General Partners called the Dealer Manager Distribution Agreement dated ______________, 1999, in the form attached hereto as Exhibit "A." By your acceptance of this Agreement, you will become one of the Dealers referred to in such Agreement between the Partnership, the General Partners and the Dealer Manager and will be entitled and subject to the indemnification provisions contained in such Agreement, including the provisions of such Agreement (

The Dealer Manager has entered into a Dealer Manager Agreement with the Company dated ___________, 2004, in the form attached hereto as Exhibit "A." By your acceptance of this Agreement, you will become one of the Dealers referred to in such Agreement between the Company and the Dealer Manager and will be entitled and subject to the indemnification provisions contained in such Agreement, including the provisions of Section 4 of such Agreement wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each officer and director xxxxxxx, and each person, if any, who controls the Company and the Dealer Manager within the meaning of the Securities Act of 1933, as amended. Except as otherwise specifically stated herein, all terms used in this Agreement have the meanings provided in the Dealer Manager Agreement. The Shares are offered solely through broker-dealers who are members of the National Association of Securities Dealers, Inc. ("NASD"). Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus. Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus and such other printed information furnished to Dealer by the Dealer Manager or the Company to supplement the Prospectus ("supplemental information").

Examples of The Dealer Manager in a sentence

• The Dealer Manager shall not purchase any Shares for a discretionary account without obtaining the prior written approval of the Dealer Manager’s customer and his or her signature on a Subscription Agreement.

• The Dealer Manager will reimburse the aforesaid parties for any legal or other expenses reasonably incurred by them in connection with investigating or defending such Loss, expense or action.

• The Dealer Manager reserves the right to withdraw its consent to the use of the Trust’s name at any time and to request to review any materials generated by Participating Broker-Dealer that use the Trust’s or the Advisors or their affiliates’ names or marks.

• The Dealer Manager shall use and distribute in conjunction with the offer and sale of any Shares only the Private Placement Memorandum and the Authorized Sales Materials.

• The Dealer Manager represents to the Trust that it is a member in good standing of FINRA and that it and its employees and representatives have all required licenses and registrations to act under this Agreement.

• The Dealer Manager hereby accepts such agency and agrees to use its best efforts to procure subscribers for the Shares during the Offering, including through the Participating Broker-Dealers.

• The Dealer Manager will require in its agreements with each Participating Broker-Dealer that each Participating Broker-Dealer comply with the submission of orders procedures set forth in the form of Participating Dealer Agreement attached as “Exhibit A” to this Agreement.

• The Dealer Manager shall comply and require in the Participating Broker-Dealer Agreement that the Participating Broker-Dealers comply, with (a) the privacy standards and requirements of the GLB Act; (b) the privacy standards and requirements of any other applicable federal or state law; and (c) its own internal privacy policies and procedures, each as may be amended from time to time.

• The Dealer Manager shall cause the Shares to be offered and sold only in the Qualified Jurisdictions, as designated in Schedule II hereto, and in such additional jurisdictions as may be added thereto from time to time.

• The Dealer Manager will supply Participating Broker-Dealer with reasonable quantities of the Private Placement Memorandum, as well as any Authorized Sales Materials for delivery to investors, and Participating Broker-Dealer will deliver a copy of the Private Placement Memorandum to each investor to whom an offer is made prior to or simultaneously with the first solicitation of an offer to sell the Shares to an investor.

More Definitions of The Dealer Manager

The Dealer Manager has entered into a Dealer Manager Agreement (the “Dealer Manager Agreement”) with the Trust dated [•], 2025, attached hereto as Exhibit “A.” Except as otherwise specifically stated herein, all terms used in this Participating Dealer Agreement (this “Agreement”) have the meanings provided in the Dealer Manager Agreement. As described in the Dealer Manager Agreement, the Trust is conducting a continuous private offering (the “Offering”) in accordance with Rule 506(b) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”), of its Class T, Class S, Class F-S, Class D, Class F-D, Class I, Class F-I and/or Class E common shares of beneficial interest (the “Shares”). Upon effectiveness of this Agreement pursuant to Section XIV below, you will become one of the Participating Broker-Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the representations, warranties and covenants contained in the Dealer Manager Agreement relating to the rights and obligations of a Participating Broker-Dealer, including, but not limited to, the provisions of Sections 3 regarding suspension of offers and sales of Shares, solicitation of subscriptions of Shares, regulatory compliance, Section 4, wherein each of the Participating Broker-Dealers severally agrees to indemnify and hold harmless the Trust, BlackRock Financial Management, Inc. (the “BlackRock Advisor”), MONTICELLOAM, LLC (the “Monticello Advisor” and, together with the BlackRock Advisor, the “Advisors”), the Dealer Manager and their respective officers, trustees, directors, employees, members, partners, agents and representatives, and each person, if any, who controls such entity within the meaning of Section 15 of the Securities Act of 1933, as amended (the “Securities Act”), or Section 20 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Section 14 regarding submission of subscriptions for Shares, and Section 12 regarding suitability of investors and compliance procedures for offers and sales of Shares. The Shares are offered solely through broker-dealers who are members in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”). Participating Broker-Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Private Placement Memorandum. Nothing in this Agreement shall be deemed or construed to make Participating Broker-Dealer an employee, agent, representative...

The Dealer Manager has entered into an agreement with the Fund and the Manager called the Dealer Manager Agreement dated February __, 2001, in the form to which this Agreement is attached as Exhibit A. By your acceptance of this Agreement, you will become one of the Dealers referred to in such Dealer Manager Agreement between the Fund, the Manager and the Dealer Manager, you agree to become subject to all terms and conditions of the Dealer Manager Agreement, which is incorporated herein by this reference, and will be entitled and subject to the indemnification provisions contained in such Dealer Manager Agreement, including the provisions of such Dealer Manager Agreement (

The Dealer Manager. The Information Agent: Xxxx Xxxxx Xxxx Xxxxxx X.X. Xxxx & Co., Inc. Incorporated 00 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 0 Xxxx Xxxxxxx Xxxxxx, 0xx Xxxxx (000) 000-0000 Xxxxxxxxx, XX 00000 April 18, 1997

The Dealer Manager. SELECT CAPITAL CORPORATION By: /s/ Xxxxx X. Xxxxx Xxxxx X. Xxxxx Chief Executive Officer We have read the foregoing Participating Dealer Agreement and we hereby accept and agree to the terms and conditions therein set forth. We hereby represent that the list below of jurisdictions in which we are registered or licensed as a broker or dealer and are fully authorized to sell securities is true and correct, and we agree to advise you of any changes to the information listed on this signature page during the term of this Participating Dealer Agreement.