Payments to Financial Intermediaries. The Distributor may re-allow any or all of the distribution or service fees, front-end sales charges and CDSCs that it is paid by the Trust to such brokers, dealers and other financial institutions and intermediaries as the Distributor may from time to time determine.
Payments to Financial Intermediaries. The Dealer-Manager may re-allow any or all of the distribution or service fees, front-end sales charges and CDSCs that it is paid by the Company to such brokers, dealers and other financial institutions and intermediaries as the Dealer-Manager may from time to time determine.
Payments to Financial Intermediaries. The Trust, on behalf of each Fund, agrees that Institutional Class shares of each Fund shall reimburse JOHCM or its designee for any payments JOHCM or such designee makes to Financial Intermediaries for Sub-Transfer Agency Services provided to beneficial holders of Institutional Class shares of the Funds. Payments by a Fund pursuant to this Section 2 shall not exceed such amounts as are approved by the Board of Trustees (the “Board”) of the Trust from time to time. The parties acknowledge that the Funds may be party to agreements with Financial Intermediaries. The parties acknowledge and agree that, notwithstanding anything to the contrary in any such agreement, JOHCM or its designee, and not the Funds, shall be primarily responsible for any payments for Sub-Transfer Agency Services provided to the Institutional Class shareholders of the Funds pursuant to such agreements.
Payments to Financial Intermediaries. The Trust may charge participants and pay for services to financial intermediaries, such as banks, broker-dealers, financial advisors, traders or other financial institutions, including affiliates of the Trust advisor and administrator, for sub-administration, sub-transfer agency and other shareholder services associated with participants Series units representing assets held of record in omnibus accounts, other group accounts or accounts traded through registered securities clearing agents, brokers and/or nominees.
Payments to Financial Intermediaries. The Distributor will re-allow all of the fees set forth in Section 7.1(a), (b) and (c) above for the KKR Alternative Corporate Opportunities Fund P (e.g., distribution or service fees, front-end sales charges and CDSCs) that it is paid by the Trust to such brokers, dealers and other financial institutions and intermediaries that have entered into an applicable agreement to receive such fees and the Distributor shall not retain any such amounts itself.
Payments to Financial Intermediaries. The Dealer Manager may re-allow any or all of the distribution or service fees and front-end sales charges that it is paid by the Company to such brokers, dealers and other financial institutions and intermediaries as the Dealer Manager may from time to time determine provided that the sum of such reallowed amounts and the selling commissions will not exceed 3.5% of the transaction price. The terms of any reallowance of selling commissions, dealer manager fees and servicing fees shall be set forth in the Selling Agent Agreements entered into with the Intermediaries. The Company will not be liable or responsible to any Intermediary for direct payment of commissions, or any reallowance of dealer manager fees or servicing fees to such Intermediary, it being the sole and exclusive responsibility of the Dealer Manager for payment of commissions or any re-allowance of dealer manager fees or servicing fees to Intermediaries. Notwithstanding the foregoing, at the discretion of the Company, the Company may act as agent of the Dealer Manager by making direct payment of commissions, dealer manager fees or servicing fees to Intermediaries on behalf of the Dealer Manager without incurring any liability.
