Examples of Investment adviser representative in a sentence
Client hereby acknowledges receipt of Adviser's Disclosure Statement, (Part 2A and 2B of the Form ADV for Adviser and the Adviser’s Investment Adviser Representative, respectively) as required by Rule 204-3 under the Advisers Act.
Fee Calculation Market Value on last day of Quarter x Annual Fee Percentage for Symmetry and, if applicable, Solicitor or Investment Adviser Representative, = Annual Fee Amount.
If a depositor (or beneficiary) (a) cannot be located or (b) is no longer assigned to a Sponsor Registered Representative or an Investment Adviser Representative, the Custodian and Sponsor may resign upon 30 days prior written notice to the Depositor (or Beneficiary) at the last known address of record.
Client acknowledges receipt of Adviser's Disclosure Statement, (Part 2A and 2B of the Form ADV for Adviser and the Adviser’s Investment Adviser Representative, respectively).
I hold in good standing one or more of the following certifications, designations and/or credentials: [ ] (a) Licensed General Securities Representative (Series 7); [ ] (b) Licensed Investment Adviser Representative (Series 65); and/or [ ] (c) Licensed Private Securities Offerings Representative (Series 82).