Federal covered investment adviser definition

Federal covered investment adviser means a person registered under the Investment Advisers Act of 1940.
Federal covered investment adviser means a person registered under the Investment
Federal covered investment adviser means a person

Examples of Federal covered investment adviser in a sentence

  • Federal covered investment adviser" means a person registered under the federal Investment Advisers Act of 1940.[PL 2005, c.

  • Clearing corporation 7 2.24 State 7 2.25 Federal ERISA Act 7 2.26 Mineral investment contract 7 2.27 Mineral deferred delivery contract 8 2.28 Securities exchange 8 2.29 Covered security 9 2.30 Federal covered investment adviser 9 2.31 Limited Canadian salesperson 9 2.32 Limited Canadian dealer 9 2.33 Viatical investment 9 2a.

  • Federal covered investment adviser" means a person registered under the federal Investment Advisers Act of 1940.[ 2005, c.

  • Section 102(6): Federal covered investment adviser: No Prior Provision.

  • Federal covered investment adviser notice filing requirement | 39 §16405.


More Definitions of Federal covered investment adviser

Federal covered investment adviser means a person reg- istered under the Investment Advisers Act of 1940.
Federal covered investment adviser means a person registered
Federal covered investment adviser means an investment adviser who is registered under the Investment Advisers Act of 1940 (15 U.S.C. Section 80b-1 et seq.), as amended.
Federal covered investment adviser means a person who is registered as an in- vestment adviser pursuant to section 203 of the Investment Advisers Act of 1940, as amended.
Federal covered investment adviser means a person registered under
Federal covered investment adviser means an investment adviser
Federal covered investment adviser means a person registered under the investment advisers act of 1940, as cited in section 30-14-103, Idaho Code.