investment firm means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis;
investment firm means an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU;
investment firm means investment firm as defined in Article 4(1)(1) of Directive 2014/65/EU;
Examples of investment firm in a sentence
Sheer Markets (Cyprus) LTD (hereinafter the “Company”, “We” or “Us”) is a Cyprus Investment Firm (hereinafter the “CIF”) authorised and regulated by the Cyprus Securities and Exchange Commission (hereinafter the “CySEC”) under the license number 395/20 and operates under the Markets in Financial Instruments Directive (MIFID II).
Introduction1.1. Investment Firm EXT Limited is established as a Cyprus Investment firm (“CIF”), licensed and supervised byCySEC.
Sheer Markets (Cyprus) Ltd is regulated and licensed by CySEC to operate as a Cyprus Investment Firm, with license number 395/20.
More Definitions of investment firm
investment firm means a person as defined in point (1) of Article 4(1) of Directive 2004/39/EC, which is subject to the requirements imposed by that Directive, excluding the following:
investment firm means investment firm as defined in point (2) of Article 4(1) of Regulation (EU) No 575/2013;
investment firm means an investment firm as defined in point (2) of Article 4(1) of Regulation (EU) No 575/2013 that is subject to the initial capital requirement laid down in Article 28(2) of Directive 2013/36/EU;
investment firm means an investment firm as defined in point (1) of Article 4(1) of
investment firm means a Società d’Intermediazione Mobiliare or the Community or extra-Community investment firm provided for by article 1, paragraph 1 (h) of the CLF.
investment firm means any person whose regular occupation or business is the provision of one or more investment services to third parties or the performance of one or more investment activities on a professional basis or both but does not include a natural person unless -
investment firm means any Subsidiary or other Person engaged, directly or indirectly, primarily in the business (the “Investment Management Business”) of providing investment advisory, management, distribution or administrative services to Funds (or investment accounts or funds which will be included as Funds after the Borrower acquires a direct or indirect interest in such other Person) and in which the Borrower, directly or indirectly, has purchased or otherwise acquired, or has entered into an agreement to purchase or otherwise acquire, Capital Stock or other interests entitling the Borrower, directly or indirectly, to a share of five percent (5.00%) or more of the revenues, earnings or value thereof.