Supervised Person definition

Supervised Person means directors, officers and partners of an Adviser (or other persons occupying a similar status or performing similar functions), employees of an Adviser, and any other person who provides advice on behalf of an Adviser and is subject to the Adviser’s supervision and control.

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Supervised Person means any partner, officer, director (or other person occupying a similar status or performing similar functions), or employee of an investment adviser, or other person who provides investment advice on behalf of the investment adviser and is subject to the supervision and control of the investment adviser.

Supervised Person means any partner, officer, director (or other person occupying a similar status or performing similar functions), or employee of GSAM or other person who provides investment advice on behalf of GSAM and is subject to the supervision and control of GSAM.

Examples of Supervised Person in a sentence

• If the Health Professional or a Supervised Person continues to access CareConnect after receipt of the notice, the Health Professional will be deemed to have accepted the amendment.

• Notwithstanding section 9.b., if the Health Authority has reasonable grounds to suspect that the Health Professional or a Supervised Person is in breach of any of the terms of this Agreement, including the Terms Of Use, the Health Authoritymay, at its sole option, upon giving writtennotice to the Health Professional, suspend the Health Professional or Supervised Person’s access to CareConnect.

• Notwithstanding section 9.b., the Health Authority may terminate this Agreement and any or all access to CareConnect by the Health Professional orthe Supervised Person immediately if You or a Supervised Person are in breach of any term of this Agreement, including the Terms of Use.

• No Supervised Person shall accept any gift of more than $100 value from any person or entity that does business with or on behalf of a client (or any of its portfolios), or any entity that provides a service to Adviser.

• Failure to maintain the confidentiality of this information may have serious detrimental consequences for RUSA, its clients, and the Supervised Person who breached the confidence.

More Definitions of Supervised Person

Supervised Person means managers, officers and partners of Ultimus (or other persons occupying a similar status or performing similar functions); employees of Ultimus; independent contractors accessing non-public information regarding the Ultimus’ clients during such contractor’s engagement with Ultimus; and any other person who provides advice on behalf of Ultimus and is subject to Ultimus’ supervision and control.

Supervised Person means any partner, officer, director (or other person occupying a similar status or performing similar functions), or employee of the Firm, or other person who provides investment advice on behalf of the Firm and is subject to the supervision and control of the Firm.

Supervised Person means any partner, officer, director (or other person occupying a similar status or performing similar functions), or employee of GSAM, GSAMI, HFS or GSIS or other person who provides investment advice on behalf of GSAM, GSAMI, HFS or GSIS and is subject to the supervision and control of GSAM, GSAMI, HFS or GSIS.

Supervised Person means any partner, officer, director (or person occupying a similar status or performing similar functions), or employee of the Adviser, or other person who provides investment advice on behalf of the Adviser and is subject to the supervision and control of the Adviser.

Supervised Person means any partner, officer, director (or other person occupying a similar status or performing similar functions), or staff member of Sands Capital, or other person who provides investment advice on behalf of Sands Capital and is subject to the supervision and control of Sands Capital.

Supervised Person means any partner, officer, director (or other person occupying a similar status or performing similar functions), or employee of an Advisor, or other person who provides (i) investment advice on behalf of an Advisor and (ii) is subject to the supervision and control of the Advisor with respect to activities that are subject to the Advisers Act or the 1940 Act.3

Supervised Person means (a) any partner, officer, director (or other person occupying a similar status or performing similar functions), or employee of an Adviser, or (b) any other person who provides investment advice on behalf of the Adviser and is subject to the supervision and control of the Adviser, such as those persons covered under a Memorandum of Understanding with an Adviser.