Excluded Investments Sample Clauses

Excluded Investments. The Borrower (i) purchases an Excluded Investment enumerated in clauses (viii) and (xi) of the definition of Excluded Investments and fails to dispose of such Excluded Investment within five (5) Business Days (A) after obtaining knowledge thereof or (B) earlier, if using reasonable inquiry, would have obtained such knowledge or (ii) purchases an Excluded Investment enumerated in clauses (i), (xx) or (xxi) of the definition of Excluded Investments; provided that subject to the limitations set forth in Section 6.02(q) (Purchases and Sales of Fund Investments), this paragraph (f) shall not prohibit, and it shall not be an Event of Default as a result of, the Borrower acquiring and holding any Excluded Investment that the Borrower receives in connection with the workout or restructuring of any Fund Investment.
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Excluded Investments. For greater certainty, Permitted Interim Investments do not include the following:
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Excluded Investments. The Company agrees that, for a period of one year from the date hereof (the "Exclusion Period"), it shall not issue any of its equity securities in a private offering to any of the following entities (each an "Excluded Investor"): AT&T Corporation, Sprint Corporation, Qwest Communications International, Inc., Level 3 Communications, Inc., WilTel, LLC, Frontier Corporation, British Telecommunications plc, GTE Corp. and the Regional Xxxx Operating Companies. Notwithstanding anything else in this Agreement, if within thirty (30) days (unless such period is extended by the mutual agreement of the Company and MCI WorldCom, Inc.) of the effective date of that certain Framework Agreement dated as of the date hereof between the Company and MCI WorldCom, Inc. (the "Framework Agreement"), MCI WorldCom, Inc. has not executed any of the Carrier Services Agreement or the Network Services Agreement or the OSS Licensing Agreement (as contemplated in the Framework Agreement), the Exclusion Period shall terminate and the Company thereafter shall be able to issue its equity securities to any of the Excluded Investors and MCI WorldCom shall forfeit its demand registration right granted pursuant to subsection 1.2(d) hereof.
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Excluded Investments. (a) The issuer of the following assets has appointed American Stock Transfer & Trust Company (“AST”) as the registrar and/or transfer agent for its securities and AST, as agent of such issuer, lists the indicated Loan Party as the owner of such securities: Issuer Registered Owner Certificated? No. of Shares DTF Tax-Free Income Inc. Virtus Partners, Inc.2 8,000 Certificated 13,838.82 Uncertificated 21,838.82
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Excluded Investments. Each Excluded Investment shall have been sold, transferred or otherwise disposed of in accordance with Section 5.19(b); (i)
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Excluded Investments. The Company agrees that, for a period of one year from March 3, 1999 (the "Exclusion Period"), it shall not issue any of its equity securities in a private offering to any of the following entities (each an "Excluded Investor"): AT&T Corporation, Sprint Corporation, Qwest Communications International, Inc. ("Qwest") (except with respect to a one time investment in the Company by a wholly-owned subsidiary of Qwest for the purchase from the Company of 932,836 shares of Series C Preferred Stock, 441,176 shares of Series D Preferred Stock and a warrant to acquire 180,000 shares of Common Stock pursuant to the terms of the Preferred Stock Agreements), Level 3 Communications, Inc., WilTel, LLC, Frontier Corporation, British Telecommunications plc, GTE Corp. and the Regional Xxxx Operating Companies. Notwithstanding anything else in this Agreement, if within thirty (30) days (unless such period is extended by the mutual agreement of the Company and MCI WorldCom, Inc.) of the effective date of that certain Framework Agreement dated March 3, 1999 between the Company and MCI WorldCom, Inc. (the "Framework Agreement"), MCI WorldCom, Inc. has not executed any of the Carrier Services Agreement or the Network Services Agreement or the OSS Licensing Agreement (as contemplated in the Framework Agreement), the Exclusion Period shall terminate and the Company thereafter shall be able to issue its equity securities to any of the Excluded Investors and MCI WorldCom shall forfeit its demand registration right granted pursuant to subsection 1.2(d) hereof.
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Excluded Investments. For greater certainty, Approved Investments do not include the following:
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Related to Excluded Investments

  • Permitted Investments At any time, any one or more of the following obligations and securities:

  • Investment Assets Those assets of the Fund as the Advisor and the Fund shall specify in writing, from time to time, including cash, stocks, bonds and other securities that the Advisor deposits with the Custodian and places under the investment supervision of the Sub-Advisor, together with any assets that are added at a subsequent date or which are received as a result of the sale, exchange or transfer of such Investment Assets.

  • Investments Make any Investments, except:

  • Restricted Investments Make any Restricted Investment.

  • Restricted Investment Make or have, or permit any Subsidiary of Borrower to make or have, any Restricted Investment.

  • Pledged Equity Interests, Investment Related Property (a) it is the record and beneficial owner of the Pledged Equity Interests free of all Liens, rights or claims of other Persons and there are no outstanding warrants, options or other rights to purchase, or shareholder, voting trust or similar agreements outstanding with respect to, or property that is convertible into, or that requires the issuance or sale of, any Pledged Equity Interests;

  • Loans and Investments Each of the Loan Parties shall not, and shall not permit any of its Subsidiaries to, at any time make or suffer to remain outstanding any loan or advance to, or purchase, acquire or own any stock, bonds, notes or securities of, or any partnership interest (whether general or limited) or limited liability company interest in, or any other investment or interest in, or make any capital contribution to, any other Person, or agree, become or remain liable to do any of the foregoing, except:

  • Investment of Cash In connection with this Agreement, Customer may issue standing Instructions to invest Cash in one or more sweep investment vehicles. Such investment vehicles may be offered by a BNY Mellon Affiliate or by a client of BNY Mellon, and BNY Mellon may receive compensation therefrom. By making investment vehicles available, BNY Mellon and its Affiliates will not be deemed to have recommended, endorsed or guaranteed any such investment vehicle in any way or otherwise to have acted as a fiduciary or agent for, or on behalf of, Customer, its investment manager or any Account. BNY Mellon will have no liability for any loss incurred on any such investments. Customer understands that Cash may be uninvested if it is received or reconciled to an Account after the applicable deadline to be swept into Customer’s selected investment vehicle.

  • Investment Accounts Schedule 2 sets forth under the headings “Securities Accounts” and “Commodity Accounts”, respectively, all of the Securities Accounts and Commodity Accounts in which such Grantor has an interest. Except as disclosed to the Administrative Agent, such Grantor is the sole entitlement holder of each such Securities Account and Commodity Account, and such Grantor has not consented to, and is not otherwise aware of, any Person (other than the Administrative Agent) having “control” (within the meanings of Sections 8-106 and 9-106 of the UCC) over, or any other interest in, any such Securities Account or Commodity Account or any securities or other property credited thereto;

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