Deposits and Distributions upon Withdrawal or Termination. In connection with any withdrawal from your Access Account, Sponsor reserves the right to retain amounts sufficient to complete any transactions open at the time of the withdrawal and to satisfy any amounts owed to it. Reasonable time for liquidation and processing may be required in connection with any withdrawal request. You may make partial withdrawals from your Access Account. Partial withdrawals from your Account should be in amounts not less than $5,000 and may not reduce your Account value below the Program account minimum. Sponsor will deposit all cash into your Sweep Program. You, either directly or through your financial advisor, may make partial withdrawal requests of cash or securities in writing or by telephone. You, either directly or through your financial advisor, may make termination requests in writing or by telephone. You also acknowledge and agree that Sponsor may record and monitor telephone conversations for accuracy and quality assurance and may maintain and monitor any electronic communication. Sponsor will generally distribute cash within two (2) weeks following receipt of your request. For distributions of securities, Sponsor will request that the transfer agent forward the securities according to your instructions within thirty (30) days. However, the amount of time required to complete securities transfers varies and some securities cannot be transferred. Sponsor is not responsible for any delay, damages or out of pocket costs that you may suffer during the time it takes to complete a securities transfer. Investment advisory services will cease when you request full liquidation of the account and Sponsor will deduct the Asset- based Fee if it has not yet been assessed, prorate the Wrap Fee based on the period of time during the billing period that Account was open and return any unused portion of the Wrap Fee as described in Section 17.
Deposits and Distributions upon Withdrawal or Termination. Sponsor will deposit all cash into your Sweep Program, if received and approved by 3 p.m., Central time. You can deposit any amount to into your Sweep Program. You can make additional purchases into your investments based on the minimums and other rules that may apply to that investment. The minimum systematic purchase for mutual funds is $100 unless the fund imposes a higher minimum. With respect to partial withdrawals or terminations, you may request that Sponsor distribute assets from your Account in the form of cash or securities. However, no partial withdrawals should reduce the market value of an Account below $1,000 or the value of all Accounts within a Household below $25,000. You, either directly or through your financial advisor, may make partial withdrawal requests in writing, by telephone or online. You, either directly or through your financial advisor, may make termination requests in writing or by telephone. You also acknowledge and agree that Sponsor may record and monitor telephone conversations for accuracy and quality assurance and may maintain and monitor any electronic communication. Sponsor will generally distribute cash by check within two
Deposits and Distributions upon Withdrawal or Termination. You may make additional investments in your Account(s) at any time in amounts of $100 or more. Sponsor will deposit all cash into your Sweep Program if received and approved by 3 p.m.,
Deposits and Distributions upon Withdrawal or Termination. Additional investments from a deposit will be invested into the portfolio at the discretion of the Investment Manager or Sponsor. You may make partial withdrawals from your Select Separate Account(s). Partial withdrawals from your Select Separate Account should be in amounts not less than $5,000 and may not reduce your Select Separate Account value below the stated strategy minimum.
Deposits and Distributions upon Withdrawal or Termination. Sponsor will deposit all cash into your Sweep Program. You, either directly or through your financial advisor, may make partial withdrawal requests of cash or securities in writing or by telephone. You, either directly or through your financial advisor, may make termination requests in writing or by telephone. You also acknowledge and agree that Sponsor may record and monitor telephone conversations for accuracy and quality assurance and may maintain and monitor any electronic communication. Sponsor will generally distribute cash by check within two (2) weeks following receipt of your request. In connection with any withdrawal from your Account(s), Sponsor reserves the right to retain amounts sufficient to complete any transactions open at the time of the withdrawal and to satisfy any amounts owed to it. Reasonable time for liquidation and processing may be required in connection with any withdrawal request. For distributions of securities, Sponsor will request that the transfer agent forward the securities according to your instructions within thirty (30) days. However, the amount of time required to complete securities transfers varies and some securities cannot transfer. Sponsor is not responsible for any delay, damages or out of pocket costs that you may suffer during the time it takes to complete a securities transfer. Investment advisory services will cease when you request full liquidation of the account and Sponsor will deduct the Asset-based Fee if it has not yet been assessed, prorate the Asset- based Fee based on the period of time during the billing period that Account was open and return any unused portion of the Asset-based Fee as described in Section 23A of Part I. Additional withdrawal rules and minimum withdrawal amounts vary by Program. For more information, please see the “Deposits and Distributions upon Withdrawal of Termination” Sections in Part II of this Agreement.
Deposits and Distributions upon Withdrawal or Termination. You can make additional purchases of investments based on the minimums and other rules that may apply to that investment. The minimum systematic purchase for mutual funds is $100 unless the fund imposes a higher minimum. However, no partial withdrawals should reduce the market value of an SPS Advantage Account below $1,000 or the value of all SPS Advantage Accounts within a Household below $25,000. In addition to partial withdrawal requests made through us or your financial advisor, you may make partial withdrawal requests online.
Deposits and Distributions upon Withdrawal or Termination. Your financial advisor can make additional purchases into your investments based on the minimums and other rules that may apply to that investment. The minimum systematic purchase for mutual funds is $100 unless the fund imposes a higher minimum. Additionally, the Sponsor may not allow additional contributions into certain otherwise available funds. You may make partial withdrawals from your Sweep Program on a systematic basis in an amount of not less than $100 upon notice to Sponsor. No partial withdrawals should reduce the market value of an SPS Advisor Account below $1,000 or the value of all SPS Advisor Accounts within a Household below $100,000. In addition to partial withdrawals made directly through us or your financial advisor, you may make partial withdrawal requests online.
Deposits and Distributions upon Withdrawal or Termination. You may make additional investments in your Active Portfolios Account(s) at any time in amounts of $100 or more. The additional investments will be invested into the portfolio at the discretion of the Investment Manager, no later than the next rebalancing of your Active Portfolios Account(s). When you make an investment of new cash or open an Account investing in an Active Portfolio, your assets will be invested in accordance with the then-current asset allocation weightings, which may result in weightings that vary from any stated portfolio weightings until your Active Portfolios Account is rebalanced. You may request partial withdrawals from your Active Portfolios Account on a systematic or ad-hoc basis upon notice to Sponsor. In general, partial withdrawals from your Active Portfolios Account(s) should be in amounts not less than $1,000. Any cash withdrawal may cause your Account to be rebalanced. If you request a cash withdrawal amount that is greater than the amount of available cash in your Account, you authorize Sponsor to trade your Account to raise the necessary amount of cash. You understand and agree that any trading related to such a withdrawal may be taxable and that your withdrawal will be available after any necessary trading is completed.
Deposits and Distributions upon Withdrawal or Termination. Additional investments from a deposit will be invested into the portfolio at the discretion of the Investment Manager or Sponsor. You may make partial withdrawals from your Vista Separate Accounts. Partial withdrawals from your any separately managed account should be in amounts not less than $5,000 and may not reduce your Vista Separate Account value below the Investment Manager’s strategy minimum.
Deposits and Distributions upon Withdrawal or Termination. You may make partial withdrawals from your Access Account. Partial withdrawals from your Access Account should be in amounts not less than $5,000 and may not reduce your Access Account value below the Program account minimum.
