Audits of the Administrator Sample Clauses

Audits of the Administrator. The Administrator will, upon reasonable prior notice, permit any authorized representative of the Issuer, the Depositor, the Owner Trustee or the Indenture Trustee, during the Administrator’s normal business hours, to examine and audit the books of account, records, reports and other documents and materials of the Administrator relating to the performance of the Administrator’s obligations under this Agreement. In addition, the Administrator will permit such representatives to make copies and extracts of any such books and records and to discuss the same with the Administrator’s officers and Independent certified public accountants, all at such reasonable times and as often as may reasonably be requested. Each of the Issuer, the Depositor, the Owner Trustee or the Indenture Trustee will, and will cause its authorized representatives to, hold in confidence all such information except to the extent disclosure may be required by law (and all reasonable applications for confidential treatment are unavailing) and except to the extent that such party, may reasonably determine that such disclosure is consistent with its obligations under this Agreement.
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Audits of the Administrator. The Administrator will, upon reasonable prior notice, permit any authorized representative of the Issuer, the Depositor, the Owner Trustee or the Indenture Trustee, during the Administrator’s normal business hours, to examine and audit the books of account, records, reports and other documents and materials of the Administrator relating to the performance of the Administrator’s obligations under this Agreement. In addition, the Administrator will permit the representatives to discuss the same with the Administrator’s officers and Independent certified public accountants, all at reasonable times and as often as may reasonably be requested. Each of the Issuer, the Depositor, the Owner Trustee or the Indenture Trustee will, and will cause its authorized representatives to, hold in confidence all information except to the extent disclosure may be required by law (and all reasonable applications for confidential treatment are unavailing) and except to the extent that the party, may reasonably determine that the disclosure is consistent with its obligations under this Agreement.
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Audits of the Administrator. SSAE no. 18 audits are conducted annually by an independent public accounting firm according to standard auditing practices and assesses the adequacy and effectiveness of the Administrator’s controls in support of the services described in this Addendum to Schedule I. The Administrator shall make such reports available to the Ceding Company upon request with thirty (30) days’ advance notice. 1006845735v24 SCHEDULE A TO ADDENDUM TO SCHEDULE I Registered Separate Accounts Medley Group Annuity Product: Form Type #33 Act No. Separate Account Name #40 Act No. Separate Account Construct Form N-4 033-12362 VCA -24 811-05053 UIT Form N-3 002-76580 VCA-10 811-03421 Managed Account Form N-4 002-76581 VCA-11 811-03422 UIT VCA-2 Group Annuity Product: Form Type #33 Act No. Separate Account Name #40 Act No. Separate Account Construct Form N-3 002-28316 VCA-2 811-01612 Managed Account Discovery Group Annuity Products: Form Type Product Name #33 Act No. Separate Account Name #40 Act No. Separate Account Construct Form Discovery 333-95637 Prudential 811-09799 UIT N-4 Premier Group Discovery Premier Retirement Group Variable Annuity Contract Account Form Discovery 333-23271 Prudential 811-08091 UIT N-4 Select Group Discovery Select Retirement Group Variable Annuity Contract Account 00000000.8 Schedule I - 9 1006845735v24 SCHEDULE B TO ADDENDUM TO SCHEDULE I Rule 38a-1 Compliance Certification Service Provider Certification Pursuant to Rule 38a-1 of the Investment Company Act of 1940, [company name] (“Service Provider”), acknowledges that it is a “service provider” to [list accounts] (“Separate Accounts”). Service Provider attests that it has appointed a Chief Compliance Officer, if applicable, and adopted written policies and procedures reasonably designed to prevent, detect, and correct violations of applicable federal securities laws relevant to the Service Provider activities with respect to the Separate Accounts. The written policies and procedures explicitly address the matters identified below. If Service Provider’s Compliance Policies and Procedures do not cover a particular item or if the item is not relevant to the administrative services Service Provider provides to the Separate Account, please indicate and describe, in the next section, why the item is inapplicable.
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Audits of the Administrator. SSAE no. 18 audits are conducted annually by an independent public accounting firm according to standard auditing practices and assesses the adequacy and effectiveness of the Administrator’s controls in support of the services described in this Addendum to Schedule I. The Administrator shall make such reports available to the Ceding Company upon request with thirty (30) days’ advance notice. 1007063915v4 SCHEDULE A TO ADDENDUM TO SCHEDULE I Registered Separate Accounts Medley Group Annuity Product: Form Type #33 Act No. Separate Account Name #40 Act No. Separate Account Construct Form N-4 033-12362 VCA -24 811-05053 UIT Form N-3 002-76580 VCA-10 811-03421 Managed Account Form N-4 002-76581 VCA-11 811-03422 UIT VCA-2 Group Annuity Product: Form Type #33 Act No. Separate Account Name #40 Act No. Separate Account Construct Form N-3 002-28316 VCA-2 811-01612 Managed Account Discovery Group Annuity Products: Form Type Product Name #33 Act No. Separate Account Name #40 Act No. Separate Account Construct Form Discovery 333-95637 Prudential 811-09799 UIT N-4 Premier Group Discovery Premier Retirement Group Variable Annuity Contract Account Form Discovery 333-23271 Prudential 811-08091 UIT N-4 Select Group Discovery Select Retirement Group Variable Annuity Contract Account 00000000.1 Schedule I - 9 1007063915v4 SCHEDULE B TO ADDENDUM TO SCHEDULE I
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Related to Audits of the Administrator

  • Duties of the Administrator (a) Duties with respect to the Note Depository Agreement and the Indenture.

  • Activities of the Administrator The services of the Administrator to the Company are not to be deemed to be exclusive, and the Administrator and each affiliate is free to render services to others. It is understood that directors, officers, employees and stockholders of the Company are or may become interested in the Administrator and its affiliates, as directors, officers, members, managers, employees, partners, stockholders or otherwise, and that the Administrator and directors, officers, members, managers, employees, partners and stockholders of the Administrator and its affiliates are or may become similarly interested in the Company as stockholders or otherwise.

  • Liability of the Administrator No provision of this Agreement shall be deemed to protect the Administrator against any liability to the Fund or its shareholders to which it might otherwise be subject by reason of willful misfeasance, bad faith or gross negligence in the performance of its duties or the reckless disregard of its obligations under this Agreement.

  • Compensation of the Administrator For the services to be rendered by the Administrator as provided in Section 2 of this Agreement, the Portfolio shall pay to the Administrator, at the end of each month, a fee equal to one-twelfth of 0.15 percent of the net assets of the Portfolio. If this Agreement is terminated prior to the end of any month, the fee for such month shall be prorated.

  • Other Activities of the Administrator Nothing herein shall prevent the Administrator or its Affiliates from engaging in other businesses or, in its sole discretion, from acting in a similar capacity as an Administrator for any other Person even though such Person may engage in business activities similar to those of the Issuer, the Owner Trustee or the Indenture Trustee.

  • Services of the Administrator Subject to the general supervision of the Board of Directors of the Fund, the Administrator shall provide the following administrative services:

  • The Administrator The Administrator shall furnish at its own expense the executive, supervisory and clerical personnel necessary to perform its obligations under this Agreement. The Administrator shall also provide the items which it is obligated to provide under this Agreement, and shall pay all compensation, if any, of officers of the Trust as well as all Trustees of the Trust who are affiliated persons of the Administrator or any affiliated corporation of the Administrator; provided, however, that unless otherwise specifically provided, the Administrator shall not be obligated to pay the compensation of any employee of the Trust retained by the Trustees of the Trust to perform services on behalf of the Trust.

  • Retention of the Administrator The Trust hereby retains the Administrator to act as the administrator of the Portfolios and to furnish the Portfolios with the management and administrative services as set forth in Article 2 below. The Administrator hereby accepts such employment to perform the duties set forth below. The Administrator shall, for all purposes herein, be deemed to be an independent contractor and, unless otherwise expressly provided or authorized, shall have no authority to act for or represent the Trust in any way and shall not be deemed an agent of the Trust.

  • Benefits of the Administration Agreement Nothing in this Agreement, expressed or implied, shall give to any Person other than the parties hereto and their successors hereunder, the Owner Trustee, any separate trustee or co-trustee appointed under Section 6.10 of the Indenture and the Noteholders, any benefit or any legal or equitable right, remedy or claim under this Agreement. For the avoidance of doubt, the Owner Trustee is a third party beneficiary of this Agreement and is entitled to the rights and benefits hereunder and may enforce the provisions hereof as if it were a party hereto.

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