SRO Member definition
SRO Member means a registered investment dealer or registered mutual fund dealer, which is a member, approved participant or similar participating organization of the SRO, provided that the Board may exclude any person or class of persons from this definition of SRO Member.
SRO Member means National Association of Securities Dealers, Inc., a
SRO Member means a securities dealer, broker or other firm which is a member, approved participant or similar participating organization of an SRO, provided that the directors may exclude any person or class of persons from this definition of SRO Member.
Examples of SRO Member in a sentence
Ii approval of rule filings of the SRO Member county to filing with the SEC.
Sunrun Solar Owner XI, and shall use its commercially reasonable efforts to cause, employees of the Company are not employees of SRO Member.
More Definitions of SRO Member
SRO Member means National Association of Securities Dealers, Inc., a Delaware non-stock corporation, in its capacity as a member of the Company, and includes any of its permitted successors or assigns admitted to the Company pursuant to this Agreement.]
SRO Member means Financial Industry Regulatory Authority, Inc., a Delaware non-stock corporation, in its capacity as a member of the Company, and includes any of its permitted successors or assigns admitted to the Company pursuant to this Agreement.
SRO Member means the National Association of Securities Dealers, Inc., a
SRO Member means [National Association of Securities Dealers]
SRO Member means [National Association of Securities Dealers] Financial