Retail Securities Documents definition

Retail Securities Documents means the information on the Security made available to Retail Clients by the Issuer, Counterparty or one of their affiliates. These may include the Key Information Document (“KID”) and the Prospectus and Final Terms.
Sample 1Sample 2Sample 3
Retail Securities Documents means the information on the Security made available to Retail Clients by the Issuer, Counterparty or one of their affiliates. These may include the
Sample 1
Retail Securities Documents means the information on the Security made available to Retail Clients by the Issuer, Counterparty or one of their affiliates. These may include the key information document (‘KID’), prospectus and final terms.
Sample 1

Related to Retail Securities Documents

  • Securities Documents means all reports, offering circulars, proxy statements, registration statements and all similar documents filed, or required to be filed, pursuant to the Securities Laws.

  • securities contract — ‘‘(A) means—

  • Securities Financing Transactions means repurchase agreements, reverse repurchase agreements, securities lending agreements and any other transactions within the scope of SFTR that a Fund is permitted to engage in;