Regulation EE definition

Regulation EE represents that: (a) it is willing to enter into financial contracts" as a counterparty "on both sides of one or more financial markets" as those terms are used in Section 231.3 of Regulation EE; and (b) during the 15-month period immediately preceding the date it makes or is deemed to make this representation, it has had on at least one (1) day during such period, with counterparties that are not its affiliates (as defined in Section 231.2(b) of Regulation EE) either: (i) one or more financial contracts of a total gross notional principal amount of $1 billion outstanding; or (ii) total xxxxx xxxx-to-market positions (aggregated across counter parties) of $100 million; and (c) agrees that it will notify the other Party if it no longer meets the requirements for status as a financial institution under Regulation EE. 4. If both Parties are financial institutions in accordance with the above, the Parties agree that the Agreement shall be a netting contract, as defined in 12 U.S.C. Section 4402(14), and each receipt or payment or delivery obligation under the Agreement shall be a covered contractual payment entitlement or covered contractual payment obligation, respectively, as defined in FDICIA. B. The following ERISA representation shall apply: Each Party represents and warrants that it is neither (i) an "employee benefit plan" as defined in Section 3(3) of the Employee Retirement Income Security Act of 1974 which is subject to Part 4 of Subtitle B of Title I of such Act; (ii) a "plan" as defined in Section 4975(e)(1) of the Internal Revenue Code of 1986; nor (iii) an entity the assets of which are deemed to be assets of any such "employee benefit plan" or "plan" by reason of the U.S. Department of Labor's plan asset regulation, 29 C.F.R. Section 2510.3-101. C. The following CFTC eligible swap participant representation shall apply: Each Party represents and warrants that it is an "eligible swap participant" under, and as defined in, 17 C.F.R. Section 35.1.
Sample 1
Regulation EE means 12 C.F.R.Part 205, as it may be amended from timeto time.
Sample 1
Regulation EE means 12 C.F.R. Part 205, as it may be amended from time to time.
Sample 1

Examples of Regulation EE in a sentence

  • This part (Regulation EE; 12 CFR part 231) is issued by the Board of Governors of the Federal Re- serve System under the authority of sections 402(1)(B) and 402(9) of the Fed- eral Deposit Insurance Corporation Im- provement Act of 1991 (12 U.S.C. 4402(1)(B) and 4402(9)).

  • Party A represents and warrants that it qualifies as a "financial institution" within the meaning of the Federal Deposit Insurance Corporation Improvement Act of 1991 ("FDICIA") by virtue of being a: [ ] broker or dealer within the meaning of FDICIA; [ ] depository institution within the meaning of FDICIA; [ ] futures commission merchant within the meaning of FDICIA; [ ] "financial institution" within the meaning of Regulation EE (see below).

  • Netting Eligibility for Financial Institutions Regulation EE, 12 C.F.R. § 231.2(e).

  • The sole difference from the FDIA definition is that Regulation EE defines a “forward contract” to include a contract with a maturity date two days or less after the date the contract is entered into ( i.e., a “spot” contract).

  • Regulation EE generally defines the term “financial contract” by reference to the term “qualified financial contract” under section 11(e)(8)(D) of the Federal Deposit Insurance Act, 12 U.S.C. 1821(e)(8)(D).

  • Another commenter suggested eliminating the requirement that the transaction be a securities contract under the Bankruptcy Code, a qualified financial contract under the Federal Deposit Insurance Act (FDIA), or a netting contract under the Federal Deposit Insurance Corporation Improvement Act of 1991 (FDICIA) or the Board’s Regulation EE.

  • Party A represents that it is a "financial institution" as defined in the Federal Deposit Insurance Corporation Improvement Act of 1991 or Regulation EE promulgated by the Federal Reserve Board thereunder.

  • The Bankruptcy Code includes a test for identifying “financial participants” that is substantively identical to the quantitative test in Regulation EE.

  • Regulation (EE) 2015/830CLP Regulation 1272/2008 / EC REACH Regulation 1907/2006 / EC Detergents Regulation 648/2004 / ECCouncil Directive 98/24 / EC of 7 April 1998 on the protection of the health and safety of workers from the risks arising from the use of chemical agentsDirective 94/33 / EC on the protection of young people at work, as amended and in force.

  • Commenters supported the proposed revisions to Regulation EE and, in some cases, suggested additional revisions.

Related to Regulation EE

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Regulation RR means Regulation RR (Credit Risk Retention) promulgated by the Securities and Exchange Commission to implement the credit risk retention requirements of Section 15G of the Securities Exchange Act.

  • Regulation Zone means any of those one or more geographic areas, each consisting of a combination of one or more Control Zone(s) as designated by the Office of the Interconnection in the PJM Manuals, relevant to provision of, and requirements for, regulation service.

  • Regulation A means Regulation A of the Federal Reserve Board as in effect from time to time.

  • Regulation T, U or X means Regulation T, U or X, respectively, of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • Regulations T, U and X” means Regulations T, U and X, respectively, of the Federal Reserve Board, and any successor regulations.

  • Regulations D, T, U and X” means, respectively, Regulations D, T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • Regulation G means Regulation G of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • These regulations means 9VAC5-10 (General Definitions) through 9VAC5-80 (Permits for Stationary Sources).

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;

  • Market Abuse Regulation means Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse;

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • FRB Regulation D means Regulation D as promulgated by the Board of Governors of the Federal Reserve System, 12 CFR Part 204, as amended.

  • WHFIT Regulations Treasury Regulations section 1.671-5, as amended.

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • public regulation means any national, provincial or local government legislation or subordinate legislation, or any licence, tariff, directive or similar authorisation issued by a regulatory authority or pursuant to any statutory authority;

  • Regulation Y means Regulation Y of the Board of Governors of the Federal Reserve System, as the same may be in effect from time to time, and any successor regulations.

  • CDM Regulations means the Construction (Design and Management) Regulations 2015;

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • Regulation means a regulation made under this Act;

  • the 2012 Regulations means the Council Tax Reduction Schemes (Prescribed Requirements) (England) Regulations 2012;

  • Applicable Regulations As to any Mortgage Loan, all federal, state and local laws, statutes, rules and regulations applicable thereto.