Examples of NYSE Member in a sentence
Each of the DTCC Member and the NYSE Member shall appoint three Directors (the “DTCC Directors” and the “NYSE Directors”, respectively, and collectively the “Member Directors” and each a “Member Director”) and one alternate Director.
Regulatory Auth., NASD and NYSE Member Regulation Combine to Form the Financial Industry Regulatory Authority – FINRA (July 30, 2007).
Each of the DTCC Member and the NYSE Member shall appoint two Interim Directors (the “DTCC Interim Directors” and the “NYSE Interim Directors”, respectively, and collectively, the “Interim Member Directors”) and one alternate Interim Director.
NYSE has satisfied this requirement.15 17 CFR 240.19b–4(f)(6).16 17 CFR 240.19b–4(f)(6).or which applied for a trading license, 17 For purposes only of waiving the 30-dayoperative delay, the Commission has considered thefails to meet the requirements of the NYSE Member Organization Rules by11 15 U.S.C. 78f(b)(5).12 15 U.S.C. 78k–1(a)(1).proposed rule’s impact on efficiency, competition, and capital formation.
Rule 2711 or NYSE Member Rule 472 or any successor or similar rule or regulation.
News Release, FINRA, NASD and NYSE Member Regulation Combine to Form the Financial Industry Regulatory Authority – FINRA ( July 30, 2007), http://www.finra.org/PressRoom/ NewsReleases/2007NewsReleases/P036329 (last visited Feb.
The employee also serves in an advisory capacity to senior administrators and acts as the primary contact regarding collegewide public relations matters.
Press Release, FINRA, NASD and NYSE Member Regulation Combine to Form the Financial Industry Regulatory Authority – FINRA (News Release) ( July 30, 2007), available at http://www.
See Press Release, FINRA, NASD and NYSE Member Regulation Combine to Form the Financial Industry Regulatory Authority, Fin.
See NASD and NYSE Member Regulation Combine to Form the Financial Industry Regulatory Authority – FINRA, FINRA (July 30, 2007), https://perma.cc/DY33-6EFP.