Advisory Entity definition

Advisory Entity means a public entity that does not have any function to exercise other than the provision of advice or a report to any person or body;
Advisory Entity means each of X. Xxxx Price, Fidelity and Viking.
Advisory Entity has the meaning assigned in Section 5.03(v).

Examples of Advisory Entity in a sentence

  • Securities issued by any mutual funds for which a GMO Advisory Entity serves as an investment adviser, sub-adviser or principal underwriter are exempt from pre-clearance requirements as set forth in Part II.B.1 of this Code, but subject to quarterly transaction reporting and annual holdings disclosure as set forth in Part II.B.4 of this Code.

  • The Company and Advisory Entity shall consult with Parent regarding all written communications with Advisory Clients concerning the obtaining of such assignments.

  • The Company or relevant Advisory Entity shall notify each Advisory Client of the transactions contemplated by this Agreement and use its reasonable best efforts to obtain, prior to the Closing, any necessary consent of each Advisory Client to the "assignment" (as such term is used in the Advisers Act) of its Investment Contract involving investment advisory services as a result of the transactions contemplated hereby in a form reasonably satisfactory to Parent.

  • The Company will apply all payments made to the Company by the Purchaser firstly towards any interest which shall become payable by the Purchaser to the Company and secondly towards any overdue amount owing by the Purchaser to the Company and thirdly towards any current amount owing by the Purchaser to the Company.

  • The accounts of each advisory client of BB&T or its Subsidiaries, for purposes of the Investment Advisers Act, that are subject to ERISA have been managed by the applicable BB&T Advisory Entity in compliance with the applicable requirements of ERISA, except as would not reasonably be expected, either individually or in the aggregate, to have a Material Adverse Effect on BB&T.


More Definitions of Advisory Entity

Advisory Entity means each of Xxxxxxx Xxxxxxx, Fidelity and Wellington.
Advisory Entity means each of X. Xxxx Price, Wellington, Blackrock, Capital Group and Sands Capital.
Advisory Entity means each Subsidiary of the Company that is registered, licensed or qualified or required to be registered, licensed or qualified as an investment adviser with the SEC or other applicable Government Authority, including Ladenburg Txxxxxxx Asset Management, Inc., Investacorp Advisory Services, Inc., KMS Financial Services, Inc., Triad Advisors, LLC, Triad Hybrid Solutions, LLC, Securities America Advisors, Inc., Arbor Point Advisors, LLC, and SSN Advisory, Inc.
Advisory Entity means X. Xxxx Price as to the X. Xxxx Price Investors, Wellington as to the Wellington Investors, and Xxxxxxx Xxxxxxx as to the Xxxxxxx Xxxxxxx Investors.
Advisory Entity has the meaning set forth in Section 5.02(hh)(i).
Advisory Entity means (i) the General Partner, (ii) RD Capital, Inc. (iii) Acadia Management Company LLC and (iv) any Affiliate of any of the Persons listed in clauses (i) through (iii) above. The term control, as used in the preceding sentence, shall have the same meaning as in the definition of Affiliate as set forth in Section 1.1.
Advisory Entity means Rothschild and Sovereign, each of which is --------------- registered under the Advisers Act.