Free Trading Securities definition

Free Trading Securities means securities that are freely tradable without seeking preclearance and without regard to an open trading window. These include: • ETFs; • Annuities; • Fixed income products, including U.S. government securities; • Systematic investment plans; • Foreign currency contracts; • Cryptocurrency on Coinbase’s listed assets (https://www.coinbase.com/browse); and • Any securities that are not Reportable Securities
Free Trading Securities means securities of an issuer other than Sky Guys that are listed or quoted on a Recognized Exchange or inter-dealer quotation system and that may be sold through such Recognized Exchange or inter dealer quotation system free of any restricted period or hold period under applicable securities laws in Canada or any other relevant jurisdiction (other than in respect of resales by control persons or any escrow requirements of an applicable stock exchange or securities regulator), and a liquid market exists for such Free Trading Securities, as determined by the Board of Directors of Sky Guys.
Free Trading Securities means securities that are not subject to any restrictions on trading (other than in respect of resales by control persons or any escrow requirements of an applicable stock exchange);

Examples of Free Trading Securities in a sentence

  • Staff Members and Immediate Family Members are required to pre-clear all personal securities transactions except for personal securities transactions in Free Trading Securities (notwithstanding, Staff Members should contact the compliance department before trading in any ETF that has a high concentration of Sands Capital-related holdings), those pursuant to an automatic investment plan (including dividend reinvestment plans), and those made within a non-discretionary account.

  • During recent OSDV, several instances of shortages were noted for medicines and RDTs which may be attributed to the same not being procured at the central level.


More Definitions of Free Trading Securities

Free Trading Securities means securities that are freely tradable without seeking preclearance and without regard to an open trading window. These include: · ETFs; · Annuities; · Fixed income products, including U.S. government securities; · Systematic investment plans; · Foreign currency contracts; · Cryptocurrency on Coinbase’s listed assets (xxxxx://xxx.xxxxxxxx.xxx/browse); and · Any securities that are not Reportable Securities
Free Trading Securities means securities of an issuer other than the Corporation that are listed on a Recognized Stock Exchange and that are not subject to any restricted period or hold period under applicable securities laws in Canada or any other jurisdiction (other than in respect of resales by control persons or any escrow requirements of any agent or underwriter or an applicable stock exchange);
Free Trading Securities means securities of an issuer other than the Company that are not subject to any restricted period or hold period under applicable securities legislation (other than in respect of resales by control persons or any escrow requirements of an applicable Stock Exchange);

Related to Free Trading Securities

  • Qualifying Securities means securities issued by the Issuer that:

  • Trading Session means a trading session on a day which the applicable Stock Exchange is open for trading;

  • APM Qualifying Securities means, with respect to an Alternative Payment Mechanism, any Debt Exchangeable for Preferred Equity or any Mandatory Trigger Provision, one or more of the following (as designated in the transaction documents for any Qualifying Capital Securities that include an Alternative Payment Mechanism or a Mandatory Trigger Provision or for any Debt Exchangeable for Preferred Equity, as applicable):

  • Closing Securities shall have the meaning ascribed to such term in Section 2.1(a)(ii).

  • Controlling Securities means (i) the Class A Notes so long as the Class A Notes are outstanding, (ii) after the Class A Notes are no longer outstanding, the Class B Notes so long as the Class B Notes are outstanding and (iii) after the Class B Notes are no longer outstanding, the Class C Notes so long as the Class C Notes are outstanding.

  • Company Voting Securities means the combined voting power of all outstanding voting securities of the Company entitled to vote generally in the election of directors to the Board.

  • Outstanding Voting Securities of any Person means the outstanding securities of such Person entitling the holders thereof to vote generally in the election of directors of such Person.

  • Underlying Securities means any securities issuable on conversion, exchange or exercise of compensation securities.

  • Existing Securities means, collectively, the Equity Securities and the Debt Securities.

  • Outstanding Company Voting Securities means outstanding voting securities of the Company entitled to vote generally in the election of directors; and any specified percentage or portion of the Outstanding Company Voting Securities (or of other voting stock or voting securities) shall be determined based on the relative combined voting power of such securities;

  • Outstanding Securities with respect to any Income PRIDES or Growth PRIDES, means, as of the date of determination, all Income PRIDES or Growth PRIDES evidenced by Certificates theretofore authenticated, executed and delivered under this Agreement, except:

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Qualifying Warrants means net share settled warrants to purchase Common Stock that have an exercise price greater than the current Market Value of the issuer’s Common Stock as of their date of issuance, that do not entitle the issuer to redeem for cash and the holders of such warrants are not entitled to require the issuer to repurchase for cash in any circumstance.

  • majority of the outstanding voting securities shall have the meaning set forth for such terms in the 1940 Act.

  • Trading Member means a Person who has been approved by Nadex to trade directly and not through a FCM Member on the Market, and does not include any FCM Member.

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Trading Partner means an entity that has registered with the Commission to exchange data through Electronic Data Interchange.

  • Outstanding Shares means Shares shown in the books of the Trust or its transfer agent as then issued and outstanding, but does not include Shares which have been repurchased or redeemed by the Trust and which are held in the treasury of the Trust.

  • Trading System means the Company’s electronic trade execution system that is used for the trading of Swaps, including the associated hardware, software, systems and communications links.

  • Qualifying Notes means, with respect to each applicable series of senior preferred debt securities, each series of senior non preferred debt securities and each series of subordinated debt securities, at any time, any securities issued directly by Banco Santander that have terms not otherwise materially less favorable to the holders of the senior preferred debt securities of such series, senior non preferred debt securities of such series or subordinated debt securities of such series than the terms of the senior preferred debt securities of such series, senior non preferred debt securities of such series or subordinated debt securities of such series, as applicable, provided that Banco Santander shall have delivered a certificate signed by two directors of Banco Santander to that effect to the Trustee not less than five Business Days prior to (x) in the case of a substitution of the senior preferred debt securities of the applicable series, the senior non preferred debt securities of any series or the subordinated debt securities of any series, as applicable, pursuant to “—Substitution and Variation”, the issue date of the relevant securities or (y) in the case of a variation of the senior preferred debt securities of the applicable series, the senior non preferred debt securities of any series or the subordinated debt securities of any series, as applicable, pursuant to “—Substitution and Variation”, the date such variation becomes effective, provided that such securities shall:

  • Qualifying Preferred Stock means non-cumulative perpetual preferred stock of the Corporation that (a) ranks pari passu with or junior to all other preferred stock of the Corporation, and (b) either (x) is subject to a Qualifying Replacement Capital Covenant or (y) is subject to Intent-Based Replacement Disclosure and has a provision that prohibits the Corporation from paying any dividends thereon upon its failure to satisfy one or more financial tests set forth therein, and (c) as to which the transaction documents provide for no remedies as a consequence of non-payment of dividends other than Permitted Remedies.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • trading desk means a well-identified group of dealers set up by the institution to jointly manage a portfolio of trading book positions in accordance with a well-defined and consistent business strategy and operating under the same risk management structure.".

  • Company Outstanding Shares means the total number of shares of the Company Common Stock, including all shares underlying the Company Restricted Stock Units, that are issued and outstanding as of immediately prior to the Offer Closing Time, and assuming the exercise of all In-the-Money Options outstanding as of the Effective Time. No Out-of-the-Money Options shall be included in the total number of shares of the Company Common Stock outstanding for purposes of determining the Company Outstanding Shares.

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • Trading Date means the closing of the first sale to the general public of the Shares pursuant to a registration statement filed with and declared effective by the U.S. Securities and Exchange Commission under the Securities Act.