Examples of Covered Service Provider in a sentence
An assistant officer of a Fund who is not an employee of a Covered Service Provider or its affiliates shall not be considered an Access Person for purposes of this Section D.
The Covered Service Provider has implemented adequate procedures for monitoring compliance with its Code of Ethics.
Where a State of Wisconsin program, agency or DSP license (including a driver’s license) or certification is required to provide a Covered Service, Provider agrees to notify Purchaser within 2 business days if there is an occurrence of negative findings such as license surrender, suspension, revocation, expiration, or request of forfeiture, fines, plan(s) of correction due to licensing violations that occur.
These services are provided only when authorized by the Plan and elected by the participant.One or more Affiliates not specifically described in this Section II may also be a Covered Service Provider with respect to non-discretionary services described later in this disclosure and this disclosure is intended to satisfy their disclosure obligations.This summary does not replace and/or alter any terms in the agreements and contracts between the Plan Sponsor and VRSCO and its affiliates.
A Trustee or Chief Compliance Officer need not make either an initial holdings report under paragraph (1) of this Section D or an annual holdings report under paragraph (3) of this Section D, so long as the Trustee or Chief Compliance Officer has not been employed by a Covered Service Provider within the Trust’s last two recently completed fiscal years.