Corporate Insider definition

Corporate Insider means any person who is required to file reports with the Securities and Exchange Commission with respect to Shares of Astoria Financial Corporation pursuant to section 16 of the Securities Exchange Act of 1934, as amended.
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Corporate Insider means an Employee that due to his or her job responsibilities or access to information has been designated by the Corporate Law Group as a Quarterly Report Insider or Pre-Clearance Insider of The Hartford. Employees designated as a Corporate Insider have additional restrictions placed upon their ability to transact in HIG Securities.
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Examples of Corporate Insider in a sentence

  • However, compliance with Bank One Corporation's Corporate Insider Trading Policy shall be deemed to constitute compliance with this Personal Trading Policy to the extent that compliance with, and reporting under, the Corporate Insider Trading Policy satisfies the compliance and reporting requirements of this Personal Trading Policy.

  • This Personal Trading Policy will apply to an employee of Investment Advisors who is also an Executive Officer of Bank One Corporation and who is deemed to be a Sensitive Employee under Bank One Corporation's Corporate Insider Trading Policy.

  • Section 16 of the Exchange Act prohibits a Supervised Person from engaging in short-term trading in securities or derivatives of an issuer with a class of security registered under Section 12 of the Exchange Act and in which such Supervised Person is a Corporate Insider of the issuer, and imposes reporting obligations with respect to any such transactions.

  • This Personal Trading Policy will apply to an employee of OGDS who is also an Executive Officer of Bank One Corporation and who is deemed to be a Sensitive Employee under Bank One Corporation's Corporate Insider Trading Policy.

  • Advisers or its affiliates may be deemed to be a “director” and Corporate Insider of an issuer for purposes of Section 16 if a Supervised Person or other representative of Advisers is a director of the issuer.

  • Employees of the Principal are also subject to the Corporate Insider Trading Policy.

  • Investment transfers by a Corporate Insider shall be subject to the limitations of section 10.2.

  • Advisers or its affiliates may be deemed to be a “director” and Corporate Insider of an issuer for purposes of Section 16 if a Supervised Person or other representative of Advisers is a director of the issuer.6Unlike RFFM’s Restricted Issuers List and the Supplemental Restricted Issuers List for RRE and RAA, the Restricted Issuers List for Access Persons of RRE and RAA is circulated daily by ALPS.

  • This Personal Trading Policy will apply to an employee of BOIA who is also an Executive Officer of Bank One Corporation and who is deemed to be a Sensitive Employee under Bank One Corporation's Corporate Insider Trading Policy.

  • If a Corporate Insider wishes to trade outside of a blackout period, the person may do so only if he or she is not then aware of any material nonpublic information.

Related to Corporate Insider

  • Corporate Group means the Corporation and its Subsidiaries treated as a single consolidated entity.

  • Seattle Human Resources Director means the director of the Seattle Department of Human Resources or his or her designated management representative.

  • Corporate Headquarters means the location that is the primary center of direction, control and coordination for the company.

  • Corporate governance annual disclosure means a report an insurer or insurance group files in accordance with the requirements of Chapter 16b, Corporate Governance Annual Disclosure Act.

  • Corporation’s Auditors means such firm of chartered accountants as the Corporation may have appointed or may from time to time appoint as auditors of the Corporation, including prior auditors of the Corporation, as applicable;

  • corporate person means a company as defined in clause (20) of section 2 of the Companies Act, 2013 (18 of 2013), a limited liability partnership, as defined in clause (n) of sub-section (1) of section 2 of the Limited Liability Partnership Act, 2008 (6 of 2009), or any other person incorporated with limited liability under any law for the time being in force but shall not include any financial service provider;

  • close corporation means a close corporation within the meaning of the Close Corporations Act, 1984 (Act No. 69 of 1984);

  • Corporate Member means, corporate entity who have entered into a Membership Agreement with DOCOMO BIKESHARE, INC. under the Bicycle Rental (Sharing) system in pursuant to Article 3, such as profit corporations, non-profit corporations, public corporations, and those with juridical personality by law. Member: means, an Individual Member and a Corporate Member collectively referred to as Member.

  • financial group means a group that consists of a legal person or legal arrangement exercising control and coordinating functions over the rest of the group for the application of group supervision under the Core Principles, and its branches and subsidiaries that are financial institutions as defined in section 27A(6) of the MAS Act or the equivalent financial institutions outside Singapore;

  • Nominating and Corporate Governance Committee means the nominating and corporate governance committee of the board of directors of the Company established pursuant to the Articles, or any successor committee.

  • Public corporation means the same as that term is defined in Section 63E-1-102.

  • Executive Management means the CEO and the CFO for purposes of administering this Plan.

  • Planning Director means the Planning Director of the City of Santa Xxxxxx, or his or her designee.

  • Campus police officer means a school security officer designated by the board of education of any school district pursuant to K.S.A. 72-6146, and amendments thereto.

  • Change in Control of the Corporation means a change in control of a nature that would be required to be reported in response to Item 6(e) of Schedule 14A of Regulation 14A promulgated under the Securities Exchange Act of 1934, as amended ("Exchange Act"), or any successor thereto, whether or not the Corporation is registered under the Exchange Act; provided that, without limitation, such a change in control shall be deemed to have occurred if (i) any "person" (as such term is used in Sections 13(d) and 14(d) of the Exchange Act) is or becomes the "beneficial owner" (as defined in Rule 13d-3 under the Exchange Act), directly or indirectly, of securities of the Corporation representing 25% or more of the combined voting power of the Corporation's then outstanding securities; or (ii) during any period of two consecutive years, individuals who at the beginning of such period constitute the Board of Directors of the Corporation cease for any reason to constitute at least a majority thereof unless the election, or the nomination for election by stockholders, of each new director was approved by a vote of at least two-thirds of the directors then still in office who were directors at the beginning of the period.

  • School Corporation means the Western Xxxxx County Community School Corporation of the County of Xxxxx of the State of Indiana;

  • Corporate Officer means, with respect to the Recipient, its president; any vice president in charge of a principal business unit, division, or function (such as sales, administration or finance); any other officer who performs a policy-making function; or any other person who performs similar policy making functions for the Recipient. Executive officers of subsidiaries or parents of the Recipient may be deemed Corporate Officers of the Recipient if they perform such policy-making functions for the Recipient.

  • Legislative Leadership Committee means a committee established, authorized to be established, or designated by the President of the Senate, the Minority Leader of the Senate, the Speaker of the General Assembly, or the Minority Leader of the General Assembly pursuant to N.J.S.A. 19:44A-10.1 for the purpose of receiving contributions and making expenditures.

  • Travel Advisory or Travel Warning means U.S. State Department communication advising caution in traveling to specified destinations due to reasons such as armed violence, civil or political unrest, high incidence of crime (specially kidnapping and/or murder), natural disaster or outbreak of one or more contagious diseases.

  • Governance Committee means the Governance Committee of the Board.

  • Nonprofit corporation means a nonstock corporation organized under ch. 181 that is a nonprofit corporation, as defined in s. 181.0103 (17).

  • School resource officer means a law enforcement officer or police officer employed by a local law enforcement agency who is assigned to a district through an agreement between the local law enforcement agency and the district.

  • Company Board of Directors means the board of directors of the Company.

  • Executive Directors means a person appointed as director directly accountable to the municipal manager.

  • Parent Directors means the Directors elected or appointed pursuant to Articles 53 – 56 inclusive;

  • Finance Committee means the Finance Committee of the University;