Warrants held Sample Clauses

Warrants held. Except in the case where a Holder is exercising all Warrants then held, Warrant Shares may be purchased only pursuant to the exercise of Warrants in integral multiples of ten (10). No fractions of a Warrant Share will be issued upon the exercise of any Warrants. If any fraction of a Warrant Share would be issuable on the exercise of all Warrants then held by a Holder, the number of Warrant Shares issuable to such Holder pursuant to such Warrants will reflect a rounding to the nearest whole number of Warrant Shares to be issued (up or down), with half shares being rounded up. Each Warrant is transferable and exercisable by the subsequent holder thereof pursuant to the terms and conditions provided in the Warrant Agent Agreement. Warrants, when surrendered by book-entry delivery through the facilities of the Depositary may be exchanged, in the manner and subject to the limitations provided in the Warrant Agent Agreement, but without payment of any service charge, for a Warrant Certificate or Warrant Certificates of like tenor evidencing Warrants to purchase in the aggregate a like number of Warrant Shares. In the event that upon any exercise of Warrants evidenced hereby the number of Warrants exercised will be less than the total number of Warrants evidenced hereby, there will be issued to the holder hereof or his assignee a new Warrant Certificate evidencing the number of Warrants not exercised and the number of Warrant Shares remaining to be exercised. The Company and the Warrant Agent may deem and treat the registered holder(s) thereof as the absolute owner(s) of this Warrant Certificate (notwithstanding any notation of ownership or other writing hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the holder(s) hereof, and for all other purposes, and neither the Company nor the Warrant Agent will be affected by any notice to the contrary. Neither the Warrants nor this Warrant Certificate entitles any holder hereof to any rights of a shareholder of the Company. The Warrant Agent will keep copies of the Warrant Agent Agreement and any notices given or received thereunder by or from the Company available for inspection by the Holders during normal business hours at its office. SCHEDULE OF EXCHANGES OF DEFINITIVE WARRANTS The following exchanges of a part of this Global Warrant for definitive Warrants have been made: Number of Warrants Amount of decrease in this Global in Number of Amount of increase in Warrant following Sig...
Sample 1See All (5)
AutoNDA by SimpleDocs
Warrants held. Except in the case where a Holder is exercising all Warrants then held, Warrant Shares may be purchased only pursuant to the exercise of Warrants in integral multiples of ten (10). No fractions of a Warrant Share will be issued upon exercise of any Warrants. If any fraction of a Warrant Share would be issuable on the exercise of all Warrants then held by a Holder, the number of Warrant Shares issuable to such Holder pursuant to such Warrants will reflect a rounding to the nearest whole number of Warrant Shares to be issued (up or down), with half shares being rounded up as provided in Section 11. The Warrants are transferable; provided, however, that any Warrants held by an affiliate of the Company may generally only be resold pursuant to a valid exemption under the Securities Act. The Warrants are exercisable by the subsequent Holder thereof pursuant to the terms and conditions provided in this Warrant Agent Agreement.
Sample 1Sample 2Sample 3See All (4)
Warrants held. (Warrant No. and number of shares issuable upon exercise of the Warrant): Number of Common Shares held: Setal 10 Shares: Setal 11 Shares: Subordinated Holder Shares: Number of Common Shares subject to cancellation: Setal 10 Shares: Setal 11 Shares: Subordinated Holder Shares: 12,999 Exchange Agreement (Execution)
Sample 1
Warrants held. (Warrant No. and number of shares issuable upon exercise of the Warrant): Number of Common Shares held: Setal 10 Shares: Setal 11 Shares: Subordinated Holder Shares: Number of Common Shares subject to cancellation: Setal 10 Shares: Setal 11 Shares: Subordinated Holder Shares: 16,826 IN WITNESS WHEREOF, the undersigned, by their duly authorized representatives, have executed this Agreement to be effective as of the date first above written. HOLDERS: XXXXXXX & XXXXXXXXX XXXX 1991 TRUST /S/ Xxxxxxx Xxxx Name: Xxxxxxx Xxxx Title: Trustee Current Loans Held (include date of issuance, and original principal amount): Warrants Held (Warrant No. and number of shares issuable upon exercise of the Warrant): Number of Common Shares held: Setal 10 Shares: Setal 11 Shares: Subordinated Holder Shares: Number of Common Shares subject to cancellation: Setal 10 Shares: Setal 11 Shares: Subordinated Holder Shares: 16,826 IN WITNESS WHEREOF, the undersigned, by their duly authorized representatives, have executed this Agreement to be effective as of the date first above written. HOLDERS: XXXXXXXX & XXXXXXX XXXXXXXX /S/ Xxxxxxxxx Xxxxxxxx Xxxxxxxxx Xxxxxxxx /S/ Xxxxxxx Xxxxxxxx Xxxxxxx Xxxxxxxx Address: Current Loans Held (include date of issuance, and original principal amount): Warrants Held (Warrant No. and number of shares issuable upon exercise of the Warrant): Number of Common Shares held: Setal 10 Shares: Setal 11 Shares: Subordinated Holder Shares: Number of Common Shares subject to cancellation: Setal 10 Shares: Setal 11 Shares: Subordinated Holder Shares: 1,684
Sample 1
Warrants held. Except in the case where a Holder is exercising all Warrants then held, shares of Common Stock (the "Warrant Shares") may be purchased only pursuant to the exercise of Warrants in integral multiples of ten (10). No fractions of a Warrant Share will be issued upon the exercise of any Warrants. If any fraction of a Warrant Share would be issuable on the exercise of all Warrants then held by a Holder, the number of Warrant Shares issuable to such Holder pursuant to such Warrants will reflect a rounding to the nearest whole number of Warrant Shares to be issued (up or down), with half shares being rounded up. The Warrants are transferable; provided, however, that any Warrants held by an affiliate of the Company may generally only be resold pursuant to a valid exemption under the Securities Act of
Sample 1

Related to Warrants held

  • Rights, Warrants, Etc Pursuant to Instruction, the Custodian shall (a) deliver warrants, puts, calls, rights or similar securities to the issuer or trustee thereof, or to any agent of such issuer or trustee, for purposes of exercising such rights or selling such securities, and (b) deposit securities in response to any invitation for the tender thereof.

  • Warrants Transferable Subject to compliance with the terms and conditions of this Section 11, this Warrant and all rights hereunder are transferable, without charge to the holder hereof (except for transfer taxes), upon surrender of this Warrant properly endorsed or accompanied by written instructions of transfer. With respect to any offer, sale or other disposition of this Warrant or any Shares acquired pursuant to the exercise of this Warrant before registration of such Warrant or Shares, the holder hereof agrees to give written notice to the Company prior thereto, describing briefly the manner thereof, together with a written opinion of such holder’s counsel, or other evidence, if requested by the Company, to the effect that such offer, sale or other disposition may be effected without registration or qualification (under the Act as then in effect or any federal or state securities law then in effect) of this Warrant or the Shares and indicating whether or not under the Act certificates for this Warrant or the Shares to be sold or otherwise disposed of require any restrictive legend as to applicable restrictions on transferability in order to ensure compliance with such law. Upon receiving such written notice and reasonably satisfactory opinion or other evidence, if so requested, the Company, as promptly as practicable, shall notify such holder that such holder may sell or otherwise dispose of this Warrant or such Shares, all in accordance with the terms of the notice delivered to the Company. If a determination has been made pursuant to this Section 11 that the opinion of counsel for the holder or other evidence is not reasonably satisfactory to the Company, the Company shall so notify the holder promptly with details thereof after such determination has been made. Each certificate representing this Warrant or the Shares transferred in accordance with this Section 11 shall bear a legend as to the applicable restrictions on transferability in order to ensure compliance with such laws, unless in the aforesaid opinion of counsel for the holder, such legend is not required. In order to ensure compliance with such laws, the Company may issue stop transfer instructions to its transfer agent in connection with such restrictions.

  • Outstanding Warrants Only The Company understands that the redemption rights provided for by this Section 6 apply only to outstanding Warrants. To the extent a person holds rights to purchase Warrants, such purchase rights shall not be extinguished by redemption. However, once such purchase rights are exercised, the Company may redeem the Warrants issued upon such exercise provided that the criteria for redemption is met. The provisions of this Section 6.4 may not be modified, amended or deleted without the prior written consent of EBC.

  • Disposition of Warrants or Shares The Holder of this Warrant, each transferee hereof and any holder and transferee of any Shares, by his or its acceptance thereof, agrees that no public distribution of Warrants or Shares will be made in violation of the provisions of the Securities Act. Furthermore, it shall be a condition to the transfer of this Warrant that any transferee thereof deliver to the Company his or its written agreement to accept and be bound by all of the terms and conditions contained in this Warrant.

  • Options, Warrants, etc In the event that the Company shall issue rights, options or warrants to any person or persons who are at the time of such issuance are stockholders of the Company, entitling them to subscribe for or purchase shares (or securities convertible or exchangeable into shares) at a price per share (or having a conversion or exchange price per share if a security convertible or exchangeable into shares) less than the $0.20 per share on the record date for such issuance (or the date of issuance, if there is no record date), the number of Consultant Shares on and after such record date (or issuance date, as the case may be) shall be determined by multiplying the number of Consultant Shares immediately prior to such record date (or issuance date, as the case may be) by a fraction, of which the numerator shall be the number of Consultant Shares outstanding on such record date (or issuance date, as the case may be) plus the number of Shares which the total offering price of the total number of such shares so as to be offered (or the aggregate initial exchange or conversion price of the exchangeable or convertible securities so to be offered) would purchase at such $0.20 on such record date (or issuance date, as the case may be) and of which the denominator shall be the number of Consultant Shares outstanding on such record date (or issuance date, as the case may be). Such adjustment shall be made successively whenever such an issuance occurs; and in the event that such rights, options, warrants, or convertible or exchangeable securities are not so issued or expire or cease to be convertible or exchangeable before they are exercised, converted, or exchanged (as the case may be), then the Consultant Shares shall again be adjusted to be the number of Consultant Shares that would then be in effect if such issuance had not occurred, but such subsequent adjustment shall not affect the number of Consultant Shares issued prior to the date such subsequent adjustment is made.

  • Lost Warrants or Stock Certificates The Company covenants to the holder hereof that, upon receipt of evidence reasonably satisfactory to the Company of the loss, theft, destruction or mutilation of this Warrant or any stock certificate and, in the case of any such loss, theft or destruction, upon receipt of an indemnity reasonably satisfactory to the Company, or in the case of any such mutilation upon surrender and cancellation of such Warrant or stock certificate, the Company will make and deliver a new Warrant or stock certificate, of like tenor, in lieu of the lost, stolen, destroyed or mutilated Warrant or stock certificate.

  • Legended Securities Each certificate for a Note will bear the legend contained in “Notice to Investors” in the Preliminary Offering Memorandum for the time period and upon the other terms stated in the Preliminary Offering Memorandum.

  • Investor 2.1 The Investor, by following a Strategy of a Strategy Provider, hereby agrees to the following:

  • Outstanding Warrants The Warrants outstanding at any time are all Warrants evidenced on all Warrant Certificates authenticated by the Warrant Agent except for those canceled by it and those delivered to it for cancellation. A Warrant ceases to be outstanding if the Company or an Affiliate of the Company holds the Warrant. If a Warrant Certificate is replaced pursuant to Section 2.06, the Warrants evidenced thereby cease to be outstanding unless the Warrant Agent and the Company receive proof satisfactory to them that the replaced Warrant Certificate is held by a bona fide purchaser.

  • Options, Warrants, Reserved Shares Except for (i) the warrant issued to Value Partners Greater China High Yield Income Fund in March 2019, (ii) any A Shares (and options and warrants therefor) reserved for issuance to the employees, directors, and consultants of the Group Companies pursuant to any equity incentive plan that may be adopted from time to time by the Company, (iii) as provided in the Restated Articles, and (iv) any A Shares to be issued to certain potential investors for this financing round on or around April 30, 2019, including the transactions contemplated herein, there are no options, warrants, conversion privileges, agreements, or rights of any kind with respect to the issuance or purchase of the Purchased Shares or any other securities of the Company. Apart from any exceptions noted in the Restated Articles, no outstanding shares (including the Purchased Shares), or shares issuable upon exercise or exchange of any outstanding options, warrants, or other shares issuable by the Company, are subject to any preemptive rights, rights of first refusal, or other rights of any kind to purchase such shares (whether in favor of the Company or any other person).

Time is Money Join Law Insider Premium to draft better contracts faster.