Proxies and Corporate Actions. In the case of the SMA Platform, the SMA Portfolio Manager shall be responsible, except to the extent otherwise permitted by law, for voting proxies and exercising corporate actions solicited by, or with respect to, the issuers of any securities held in the Account. In the case of the MP Platform, LPL shall be responsible, except to the extent otherwise prohibited by law, for voting proxies or exercising corporate actions solicited by, or with respect to, the issuers of any securities held in the Account. However, Client may expressly retain the right and obligation to vote any proxies relating to securities held in the Account, provided Client provides prior written notice to LPL, and in the case of the SMA Platform, to the SMA Portfolio Manager and LPL. Under the SMA Platform, Client hereby designates SMA Portfolio Manager, as the investment adviser with investment discretion on the Account, to receive all prospectuses, annual reports and disclosure statements for securities held in the Account. Under the MP Platform, Client hereby designates LPL, as a broker-dealer and investment advisor with investment discretion, to receive all prospectuses, annual reports, and disclosure statements for securities held in the Account. Client retains the right to rescind this designation by notifying LPL in writing. Client may request prospectuses and reports from IAR. None of LPL, IAR, or any SMA Portfolio Manager shall be obligated to render any advice or take any action on behalf of Client with respect to securities or other investments held in the Account, or the issuers thereof, which become the subject of any legal proceedings, including bankruptcies. Client hereby retains the right and obligation to take such action relating to securities held in the Account.
Proxies and Corporate Actions. You have the right to vote proxies on the securities held in your Managed Account(s) or you may delegate the authority to vote proxies on your behalf to another person. Sponsor and your financial advisor do not take any action or give advice regarding the voting of proxies solicited by or with respect to the issuers of securities in which your Account assets may be invested. Sponsor will forward to you all proxy solicitations and materials related to other corporate actions that are received by Sponsor with respect to assets in your Account(s) in accordance with this Section 21. Neither Sponsor nor your financial advisor is responsible for any other corporate actions relating to the Account(s) including administrative filings such as proofs of claims related to bankruptcy or claims in class actions.
Proxies and Corporate Actions. A. Mutual Funds, ETFs and Master Funding Accounts: You have the right to vote proxies on mutual funds and ETFs held in your Vista Separate Account and on the securities held in your Master Funding Account(s) or you may delegate the authority to vote proxies on your behalf to another person. Sponsor and your financial advisor do not take any action or give advice regarding the voting of proxies solicited by or with respect to the issuers of securities in which your Master FundingAccount assets may be invested or with respect to mutual funds or ETFs held in your Vista Separate Account. Sponsor will forward to you all proxy solicitations and materials related to other corporate actions that are received by Sponsor with respect to such assets in accordance with this Section 23.A.
Proxies and Corporate Actions. You have the right to vote proxies on the securities held in your Account or you may delegate the authority to vote proxies on your behalf to another person. Alternatively, you may delegate the authority to vote proxies to the Investment Manager (Envestnet). Envestnet will vote all proxies solicited by or with respect to the issuers of securities in which your Account assets may be invested, in accordance with Envestnet’s proxy voting policies and procedures. Sponsor and your financial advisor do not take any action or give advice regarding the voting of proxies solicited by or with respect to the issuers of securities in which your Account assets may be invested. Sponsor will promptly forward all proxy solicitations to Envestnet in accordance with this Section 23. In addition, neither Sponsor, your financial advisor nor Envestnet is responsible for any other corporate actions relating to the Account(s) including administrative filings such as proofs of claims related to bankruptcy or claims in class actions.
Proxies and Corporate Actions. You have the right to vote proxies on the securities held in your Managed Account(s) or you may delegate the authority to vote proxies on your behalf to another person. Sponsor and your financial advisor do not take any action or give advice regarding the voting of proxies solicited by or with respect to the issuers of securities in which your SPS Advisor Account assets may be invested. Sponsor will forward to you all proxy solicitations and materials related to other corporate actions that are received by Sponsor with respect to assets in your SPS Advisor Account(s) in accordance with this Section 6. Neither Sponsor nor your financial advisor is responsible for any other corporate actions relating to the SPS Advisor Account(s) including administrative filings such as proofs of claims related to bankruptcy or claims in class actions.
Proxies and Corporate Actions. You have the right to vote proxies on the securities held in your Active Portfolios Account(s) or you may delegate the authority to vote proxies on your behalf to another person. Sponsor, the Investment Manager, and your financial advisor do not take any action or give advice regarding the voting of proxies solicited by or with respect to the issuers of securities in which your Active Portfolios Account assets may be invested. Sponsor will forward to you all proxy solicitations and materials related to other corporate actions that are received by Sponsor with respect to assets in your Active Portfolios Account(s) in accordance with this Section 3. Neither Sponsor, your financial advisor nor the Investment Manager is responsible for any other corporate actions relating to the Active Portfolios Account(s) including administrative filings such as proofs of claims related to bankruptcy or claims in class actions.
Proxies and Corporate Actions. You have a number of options for voting proxies on securities held in your Select Separate Account(s).
Proxies and Corporate Actions. Client retains the right and duty to vote corporate proxies.
Proxies and Corporate Actions. BIP does not vote proxy for securities held in Client’s account(s). BIP will vote corporate actions for Clients, as appropriate, to manage portfolios in clients’ best interest.
Proxies and Corporate Actions
