Name of U Sample Clauses

Name of U. S. Affiliate] was on the date of each offer and sale of the Units made by it in the United States, and on the date hereof is, a duly registered broker or dealer pursuant to Section 15(b) under the U.S. Exchange Act and under the securities laws of each state in which such offers were made (unless exempted from the respective state’s broker-dealer registration requirements), and is and was a member of, and in good standing with, FINRA on the date hereof and on the date of each offer and sale of Common Shares made by it, and all offers and sales of Units in the United States effected by it have been and will be in accordance with all U.S. federal and state securities laws, including those governing the registration and conduct of broker-dealers; 2 each offeree in the United States, prior to the time of such offeree's purchase of Units, was provided with a copy of the Final U.S. Private Placement Memorandum, which included the Preliminary Prospectus, the Prospectus and any Supplementary Material, as applicable, and no other written material (other than the Purchaser Letter) was used in connection with the offer or sale of Units in the United States; 3 immediately prior to our transmitting the Final U.S. Private Placement Memorandum to offerees in the United States we had reasonable grounds to believe and did believe that each offeree was, and continue to believe that each such offeree purchasing Units from us pursuant to Section 4(a)(2) of the U.S. Securities Act and Rule 506(b) of Regulation D thereunder is a Qualified Institutional Buyer or Accredited Investor; 4 prior to any sale of Units by us to a Qualified Institutional Buyer or Accredited Investor, each purchaser of Units in the United States pursuant to Section 4(a)(2) of the U.S. Securities Act and Rule 506(b) of Regulation D thereunder has delivered to us an executed Purchaser Letter in the form of Exhibit I to the Final U.S. Private Placement Memorandum and a copy of each such letter has been delivered to the Company; 5 we have used no form of Directed Selling Efforts and no form of General Solicitation or General Advertising in connection with the offer or sale of the Units in the United States;
Name of U. S. broker dealer Affiliate] is on the date hereof, and was on the date of each offer and sale of the Securities made by it to, or for the account or benefit of, a person in the United States or a U.S. Person, a duly registered broker or dealer under the United States Securities and Exchange Act of 1934, as amended, and the securities laws of each state in which an offer or sale of Securities was made by us (unless exempted from the respective state’s broker dealer registration requirements) and a member of and in good standing with the Financial Industry Regulatory Authority, Inc. (“FINRA”), and all offers and sales of Securities to, or for the account or benefit of, persons in the United States or U.S. Persons by or through [Name of U.S. broker dealer Affiliate] have been and will be effected in accordance with all U.S. federal and state broker dealer requirements;

Related to Name of U

  • Name of Xxxxx(s) 2. The named person's role in the firm, and

  • Name of Company The name of the Company shall be as set forth in the Certificate.

  • Name of Felon(s) 2. The named person's role in the firm, and

  • Name of Fund The Trust may use the name “Harbor Funds” or any name derived from the name “Harbor Capital Advisors” in connection with the Fund only for so long as this Agreement or any extension, renewal or amendment hereof remains in effect, including any similar agreement with any organization which shall have succeeded to your business as investment adviser. At such time as such an agreement shall no longer be in effect, the Trust (to the extent that it lawfully can) will cause the Fund to cease to use such a name or any other name indicating that it is advised by or otherwise connected with you or any organization which shall have so succeeded to your business. INVESTMENT ADVISORY AGREEMENT HARBOR FLEXIBLE CAPITAL FUND MARCH 1, 2011

  • Name of Trust It is understood that the name "Calamos", and any logo associated with that name, is the valuable property of Calamos Asset Management, Inc., and that the Trust has the right to include "Calamos" as a part of its name or the name of any Fund only so long as this Agreement shall continue. Upon termination of this Agreement the Trust shall forthwith cease to use the "Calamos" name and logo and shall take such action as is necessary to change the name of any Fund and to amend its Declaration of Trust to change the Trust's name.

  • Name of the Company The name of the Company shall be “MARSTE, LLC”. The Company may do business under that name and under any other name or names upon which the Manager may, in such Manager’s sole discretion, determine. If the Company does business under a name other than that set forth in its Articles of Organization, then the Company shall file a fictitious name registration as required by law.

  • Print Name of Buyer By: ---------------------------------------- Name: Title: IF AN ADVISOR: Print Name of Buyer Date: ------------------------------------- EXHIBIT K [TEXT OF AMENDMENT TO POOLING AND SERVICING AGREEMENT PURSUANT TO SECTION 11.01(E) FOR A LIMITED GUARANTY]

  • Name; Address Unless you have promptly notified the Manager In Writing otherwise, your name as it should appear in the Registration Statement, Prospectus or Offering Circular and any advertisement, if different, and your address, are as set forth on the signature pages hereof.

  • Name of Building Tenant shall not use the name of the Building for any purpose other than as the address of the business conducted by Tenant in the Premises without the written consent of Landlord. Landlord reserves the right to change the name of the Building at any time in its sole discretion by written notice to Tenant and Landlord shall not be liable to Tenant for any loss, cost or expense on account of any such change of name.

  • Name of Partnership The name of the Partnership shall be Xxxxxxx Investment Partnership, L.P. or such other name as the General Partner may from time to time designate.

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