Federal and State Securities Laws definition

Federal and State Securities Laws means the federal securities laws of the United States and the states of the United States, as applicable.
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Federal and State Securities Laws shall have the meaning ascribed to such term as set forth in Section 21.33.1.
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Examples of Federal and State Securities Laws in a sentence

  • The parties hereto recognize that certain responsibilities and obligations are imposed by Federal and State Securities Laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house "due diligence" or "compliance" departments of brokerage houses, etc.

  • Delivery of eight Million (8,000,000) Shares of Restricted Common Stock under Rule 144 to seller within a 60 day period from the effective date of this Agreement, subject to applicable Federal and State Securities Laws to the Sellers Shareholders.

  • Contributing Partners shall provide Home Properties with such information and documentation as Home Properties may reasonably request in order to establish that each of the Contributing Partners is an accredited investor as required under Federal and State Securities Laws.

  • Upon the Effective Time of the Merger, Mortgage Plus shareholders will acquire good and marketable title to the Company's securities free and clear of any lien, charge, claim, encumbrance, pledge, security interest, defect or other restriction or equity of any kind whatsoever, subject to applicable Federal and State Securities Laws restrictions.

  • Purchaser agrees that it will not, directly or indirectly, transfer or dispose of the VVI Shares except in compliance with the Federal and State Securities Laws.

  • All of the issued and outstanding shares of Angeles Acquisition Common Stock were issued in compliance with all Federal and State Securities Laws.

  • All Condominium Documents comply with all applicable State statutes (including, without limitation, condominium statutes), Federal and State Securities Laws, Federal and State Truth-in-Lending Statutes, HUD filings re: interstate sales (if applicable), and the requirements of any Governmental Authority having jurisdiction.

  • To the extent permissible under applicable Federal and State Securities Laws, PC Quote agrees to include in the Registration Statement those shares of Common Stock issuable to PICO upon conversion or redemption of the Debenture and any other shares of PC Quote common stock then owned by PICO.

  • No consent, approval or authorization of, notice to, registration or filing with any person, entity or governmental authority is required to be obtained, given or made by DCX in order to permit DCX to execute, deliver and perform this Agreement or consummate any of the transactions contemplated hereby, except as may be required under Federal and State Securities Laws.

  • All of the TTC Shares are duly and validly authorized, issued and outstanding are fully paid and non-assessable and have been issued in compliance with applicable Federal and State Securities Laws.

Related to Federal and State Securities Laws

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • Securities Laws means the Securities Act of 1933, the Securities Exchange Act of 1934, ▇▇▇▇▇▇▇▇-▇▇▇▇▇ and the applicable accounting and auditing principles, rules, standards and practices promulgated, approved or incorporated by the SEC or the Public Company Accounting Oversight Board, as each of the foregoing may be amended and in effect on any applicable date hereunder.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Canadian Securities Laws means all applicable securities laws of each of the Qualifying Jurisdictions and the respective rules and regulations under such laws together with applicable published national, multilateral and local policy statements, instruments, notices, blanket orders and rulings of the securities regulatory authorities in the Qualifying Jurisdictions;

  • Securities Law means the Israeli Securities Law, 5728-1968.