MainStay Funds Trust. MainStay Candriam Emerging Markets Equity Fund 0.50% on assets up to $1 billion; and 0.4875% on assets over $1 billion MainStay VP Funds Trust MainStay VP Candriam Emerging Markets Equity Portfolio (portfolio portion) 0.50% on assets up to $1 billion; and 0.4875% on assets over $1 billion The portion of the fee based upon the average daily net assets of the respective Series shall be accrued daily at the rate of 1/(number of days in calendar year) of the annual rate applied to the daily net assets of the Series. For certain Series, the Manager may agree to waive a portion of each Series’ management fee or reimburse the expenses of the appropriate class of the Series so that the class’ total ordinary operating expenses do not exceed certain amounts. These waivers or reimbursements may be changed with Board approval. To the extent the Manager agrees to waive its management fee or reimburse expenses, Xxxxxxxx, as Subadvisor for these Series, has voluntarily agreed to waive or reimburse its fee proportionately.
MainStay Funds Trust. MainStay Candriam Emerging Markets Equity Fund 0.50% on assets up to $1 billion; and 0.4875% on assets over $1 billion MainStay VP Funds Trust MainStay VP Emerging Markets Equity Portfolio (portfolio portion)* 0.525% on assets up to $1 billion; and 0.5125% on assets over $1 billion The portion of the fee based upon the average daily net assets of the respective Series shall be accrued daily at the rate of 1/(number of days in calendar year) of the annual rate applied to the daily net assets of the Series. For certain Series, the Manager may agree to waive a portion of each Series’ management fee or reimburse the expenses of the appropriate class of the Series so that the class’ total ordinary operating expenses do not exceed certain amounts. These waivers or reimbursements may be changed with Board approval. To the extent the Manager agrees to waive its management fee or reimburse expenses, Candriam Belgium, as Subadvisor for these Series, has voluntarily agreed to waive or reimburse its fee proportionately. *The annual rate is based on the percentage that the Allocated Assets constitutes of the Portfolio’s total average daily net assets. Payment will be made to the Subadvisor on a monthly basis.
MainStay Funds Trust. MainStay Absolute Return Multi-Strategy Fund* (MacKay sleeve) Cornerstone sleeve 0.375% 0.625% MainStay Balanced Fund (investment sleeve) 0.35% on assets up to $1 billion; 0.325% on assets from $1 billion to $2 billion; and 0.30% on assets over $2 billion MainStay MacKay California Tax Free Opportunities Fund* 0.25% on all assets MainStay MacKay Emerging Markets Equity Fund* 0.50% on assets up to $1 billion; and 0.4875% on assets over $1 billion MainStay MacKay Growth Fund* 0.35% on assets up to $500 million; 0.325% on assets from $500 million to $1 billion; 0.3125% on assets from $1 billion to $2 billion; and 0.30% on assets over $2 billion MainStay MacKay High Yield Municipal Bond Fund* 0.275% on assets up to $1 billion; 0.27% on assets from $1 billion to $3 billion; 0.265% on assets from $3 billion to $5 billion; and 0.26% on assets over $5 billion MainStay MacKay International Opportunities Fund* 0.55% on all assets MainStay MacKay New York Tax Free Opportunities Fund* 0.25% on all assets MainStay MacKay S&P 500 Index Fund* 0.08% on assets up to $2.5 billion; and 0.075% on assets over $2.5 billion MainStay MacKay Short Duration High Yield Fund* 0.325% on all assets MainStay MacKay Tax Advantaged Short Term Bond Fund* 0.225% on all assets MainStay MacKay Total Return Bond Fund* 0.25% up to $1 billion; 0.2375% from $1 billion to $3 billion; and 0.2325% over $3 billion MainStay MacKay U.S. Equity Opportunities Fund* 0.50% on assets up to $1 billion; and 0.4875% on assets over $1 billion
MainStay Funds Trust. On behalf of each Acquiring Fund: On behalf of each Acquired Fund: By: /s/ Kxxx X. Xxxxxxx By: /s/ Kxxx X. Xxxxxxx Name: Kxxx X. Xxxxxxx Name: Kxxx X. Xxxxxxx Title: President Title: President
MainStay Funds Trust out of the Acquiring Fund’s assets and property, agrees to indemnify and hold harmless the Acquired Fund from and against any and all losses, claims, damages, liabilities or expenses (including, without limitation, the payment of reasonable legal fees and reasonable costs of investigation) to which the Acquired Fund may become subject, insofar as such loss, claim, damage, liability or expense (or actions with respect thereto) arises out of or is based on any breach by the Acquiring Fund of any of its representations, warranties, covenants or agreements set forth in this Plan.
