How We Handle Your Personal Information. As emphasized above, we do not sell information about current or former clients or their accounts to third parties. Nor do we share such information, except when necessary to complete transactions at your request or to make you aware of related investment products and services that we offer. Additional details about how we handle your personal information includes: a) To complete certain transactions or account changes that you direct, it may be necessary to provide identifying information to companies, individuals or groups that are not affiliated with Ceros. For example, if you ask to transfer assets from another financial institution to Ceros, we will need to provide certain information about you to that company to Ceros Form 030613 02-01-2018 5 complete the transaction. b) In certain instances, we may contract with nonaffiliated companies to perform services for us. Where necessary, we will disclose information we have about you to these third parties. In all such cases, we provide the third party with only the information necessary to carry out its assigned responsibilities and only for that purpose. And we require these third parties to treat your private information with the same high degree of confidentiality that we do. In certain instances, we may share information with other financial institutions regarding individuals and entities in response to the U.S.A. Patriot Act. d) Finally, we will release information about you if you direct us to do so, if we are compelled by law to do so or in other circumstances permitted by law. OPT OUT PROVISIONS We do not sell your personal information to anyone. The law allows you to “opt out” of only certain kinds of information sharing with third parties. The firm does not share personal information about you with any third parties that triggers this opt-out right. This means YOU ARE ALREADY OPTED OUT.
How We Handle Your Personal Information. Investment Link does not sell, rent, or trade the personal information about current or former clients or their accounts to third parties.
