Exchange, Assignment or Loss of Warrant. This Warrant is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company or at the office of its stock transfer agent, if any, for other Warrants of different denominations entitling the Holder thereof to purchase in the aggregate the same number of Shares of Warrant Stock purchasable hereunder. This Warrant may not be sold, hypothecated, assigned, or transferred prior to the date this Warrant is first exercisable. Any assignment shall be made subject to the provisions of Section (j) by surrender of this Warrant to the Company or at the office of its stock transfer agent, if any, with the Assignment Form annexed hereto duly executed and with funds sufficient to pay any transfer tax; whereupon, the Company, without charge, shall execute and shall deliver a new Warrant in the name of the assignee named in such instrument of assignment and this Warrant shall promptly be cancelled. This Warrant may be divided or may be combined with other Warrants which carry the same rights upon presentation hereof at the office of the Company or at the office of its stock transfer agent, if any, together with a written notice specifying the names and the denominations in which new Warrants are to be issued and signed by the Holder hereof. The term "Warrant" as used herein includes any Warrants issued in substitution for or replacement of this Warrant or into which this Warrant may be divided or exchanged. Upon receipt by the Company of evidence satisfactory to it of the loss, theft, destruction, or mutilation of this Warrant, and (in the case of loss, theft, or destruction) of reasonably satisfactory indemnification, and upon surrender and cancellation of this Warrant, if mutilated, the Company will execute and will deliver a new Warrant of like tenor and date. Any such new Warrant executed and delivered shall constitute an additional contractual obligation on the part of the Company, whether or not this Warrant so lost, stolen, destroyed or mutilated shall be at any time enforceable by anyone.
Exchange, Assignment or Loss of Warrant. (a) This Warrant is exchangeable, without expense other than as provided in this Section 3, at the option of the Holder upon presentation and surrender hereof to the Company for other Warrants of different denominations entitling the Holder thereof to acquire in the aggregate the same number of Warrant Shares that may be acquired hereunder.
Exchange, Assignment or Loss of Warrant. This Warrant is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company or at the office of the Warrant Agent for other Warrants of different denominations entitling the holder thereof to purchase in aggregate the same number of shares of Common Stock purchasable hereunder. The term Warrant as used herein includes any Warrants into which this Warrant may be divided or exchanged. Upon receipt by the Company of evidence reasonably satisfactory to it of the loss, theft, destruction, or mutilation of this Warrant, and (in the case of loss, theft or destruction) of reasonably satisfactory indemnification, and upon surrender and cancellation of this Warrant, if mutilated, the Company will execute and deliver a new Warrant of like tenor and date. Any such new warrant executed and delivered shall constitute an additional contractual obligation on the part of the Company, whether or not this Warrant so lost stolen, destroyed, or mutilated shall be at any time enforceable by anyone.
Exchange, Assignment or Loss of Warrant. Subject to the transfer limitations contained herein and to compliance with applicable laws, this Selling Agent’s Warrant is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company, for other Selling Agent’s Warrants of different denominations entitling the Holder thereof to purchase in the aggregate the same number of securities purchasable hereunder. Any assignment shall be made by surrender of this Selling Agent’s Warrant to the Company with the Form of Assignment annexed hereto duly executed and funds sufficient to pay any transfer tax; whereupon the Company shall, without charge, cause to be executed and delivered a new Selling Agent’s Warrant in the name of the assignee named in such instrument of assignment and this Selling Agent’s Warrant shall promptly be cancelled. This Selling Agent’s Warrant may be divided or combined with other warrants that carry the same rights upon presentation hereof to the Company together with a written notice specifying the names and denominations in which new Selling Agent’s Warrants are to be issued and signed by the Holder hereof. The term “
Exchange, Assignment or Loss of Warrant. This Warrant is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company or at the office of its stock transfer agent, if any, for other Warrants of different denominations entitling the Holder thereof to purchase (under the same terms and conditions as provided by
Exchange, Assignment or Loss of Warrant. (a) This Warrant may not be sold, transferred, assigned, or hypothecated except in accordance with Section 3 and except in compliance with Federal and state securities laws. Any permitted transfer shall be made by surrender of this Warrant to the Company, together with a duly executed assignment (in the form of the assignment attached to this Warrant) and funds sufficient to pay any transfer tax, whereupon the Company shall, without charge, execute and deliver a new Warrant or Warrants in the name(s) of the assignee(s) named in such instrument of assignment, and this Warrant shall be canceled. Any transferee of this Warrant, by its acceptance thereof, agrees to be bound by the terms of this Warrant, with the same force and effect as if a signatory thereto.
Exchange, Assignment or Loss of Warrant. (a) This Warrant is exchangeable, at the option of the Holder and without expense other than as provided in this Section, for other Warrants of different denominations entitling the Holder to purchase in the aggregate the same number of Shares purchasable under this Warrant, upon presentation and surrender of this Warrant to DCSS.
Exchange, Assignment or Loss of Warrant. This Warrant is not --------------------------------------------- assignable or transferable except that it may be (i) transferred to any affiliate of the Holder, in whole or in part, and (ii) transferred by operation of law. Any such assignment shall be made by surrender of this Warrant to the Company or at the office of its stock transfer agent, if any, with the Assignment Form annexed hereto duly executed and funds sufficient to pay any transfer tax; whereupon the Company shall, without charge, execute and deliver a new Warrant in the name of the assignee named in such instrument of assignment with respect to the portion hereof of which has been assigned and a new Warrant in the name of the Holder with respect to the portion hereof (if any) which has not been assigned, and this Warrant shall promptly be cancelled. Upon receipt by the Company of evidence satisfactory to it of the loss, theft, destruction, or mutilation of this Warrant, and (in the case of loss, theft, or destruction) of reasonably satisfactory indemnification, and upon surrender and cancellation of this Warrant, if mutilated, the Company will execute and deliver a new Warrant of like tender and date.
Exchange, Assignment or Loss of Warrant. (a) This Warrant may not be sold, transferred, assigned or hypothecated until ____________________, except for (i) the sale, transfer, or assignment, in whole or in part, to or among the officers of Xxxxxxx Xxxxxxx, Inc. and other securities broker-dealers which are members of the National Association of Securities Dealers, Inc. ("NASD") and which participated in the public offering of the Company's Shares and the officers or partners of those NASD member firms, (ii) the transfer by operation of law as a result of the death of any transferee to whom all or a portion of this Warrant may be transferred, and (iii) the transfer to any successor to the business of Xxxxxxx Xxxxxxx, Inc. All sales, transfers, assignments or hypothecations of this Warrant must be in compliance with Section 8 hereof. Any assignment or transfer of this Warrant shall be made by the presentation and surrender of this Warrant to the Company at its principal office or the office of its transfer agent, if any, accompanied by a duly executed Assignment Form, in the form attached to and by this reference incorporated in this Warrant as Exhibit B. Upon the presentation and surrender of these items to the Company, the Company, at its sole expense, shall execute and deliver to the new Holder or Holders a new Warrant or Warrants, containing the same terms and conditions as this Warrant, in the name of the new Holder or Holders as named in the Assignment Form, and this Warrant shall at that time be canceled.
Exchange, Assignment or Loss of Warrant. This Warrant is exchangeable, without expense, at the option of the Holder, upon presentation and surrender hereof to the Company or at the office of its stock transfer agent, if any, for other Warrants of different denominations entitling the holder thereof to purchase in the aggregate the same number of Share purchasable hereunder. This Warrant may not be sold, transferred, assigned, pledged or hypothecated until _______________, 199__ [first anniversary of the effective date of the Offering], except that after the completion of the Offering it may be (i) assigned in whole or in part to or among the officers or partners of Sigma, any broker-dealer which sells Shares in the Offering, or any of such broker-dealer's officers or partners; (ii) transferred by operation of law as a result of the death of any assignee or transferee of this
