Transferred Clients definition

Transferred Clients means individually and collectively each client who is party to a Client Service Agreement with Seller.
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Transferred Clients is defined in Section 1.1(d).
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Transferred Clients means individually and collectively the Persons identified on the Closing Date Schedule of Transferred Clients. EXHIBIT A FORM OF BOOTH EMPLOYMENT AGREEMENT EXHIBIT B FORM OF XXXXXXXX EMPLOYMENT AGREEMENT EXHIBIT C MATTERS TO BE COVERED BY OPINION OF SELLERS' COUNSEL The opinion of Sellers' Counsel shall be in a form customarily used in transactions of this type and otherwise in form and substance reasonably satisfactory to the Purchaser and its counsel and shall cover the following matters:
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Examples of Transferred Clients in a sentence

  • Certainly the political movement against the estate tax is now quite strong, especially in the United States2.

  • The Respondent knew or ought to have known that an unregistered individual was conducting securities related business by providing investment advice to Transferred Clients, accepting instructions from Transferred Clients about specific mutual fund transactions, and updating KYC information for the investment accounts of Transferred Clients.

  • Additionally, NII and Vitriarc's failure to provide valid assignments for all Transferred Clients appearing on the Closing Date Schedule of Transferred Clients shall not constitute a breach of any of the representations, covenants or warranties of NII, Vitriarc or Booth contained in any of the Transaction Documents.

  • Following the Closing Date, AON and Seller shall, and shall cause APRM to, cooperate with Buyer and ASPN in sending notices, mutually agreed upon by all such parties, to the APRM Transferred Clients in an effort to cause such APRM Transferred Clients to obtain, replace or renew the APRM Transferred Policies through ASPN.

  • The Purchaser shall be entitled to all payments under the Client Service Agreements attributable to services performed by the Purchaser (or its designee) under any Client Service Agreement from and after the Effective Time, and the Seller shall be entitled to all amounts paid by Transferred Clients under the Client Service Agreements for services performed by the Seller or a Subsidiary prior to the Effective Time.

  • Rosborough also obtained Know-Your-Client (“KYC”) information to update the Member’s records concerning the investment accounts of Transferred Clients.

  • In the interests of student safety, requests for alternate pickups and drop offs on an irregular, temporary or occasional basis will not be considered.

  • However, throughout that period, Rosborough continued to conduct securities related business by providing advice to Transferred Clients and accepting instructions from Transferred Clients about specific mutual fund transactions.

  • If responsibility for provision of the Services has not been transferred to eBenX with respect to all Transferred Clients by the end of the Conversion Period, Xxxxxx Xxxxxxx, at its sole and absolute discretion, may choose to extend the term of this Agreement.

  • The Sellers shall have provided Purchaser with valid assignments (in a form acceptable to the Purchaser) of the Client Service Agreements of the Transferred Clients assigning such Client Service Agreements to Purchaser as of the Closing Date or such other date as may be designated by Purchaser.


More Definitions of Transferred Clients

Transferred Clients means individually and collectively (i) for the period from the date of this Agreement to the Closing Date, the Persons identified on the Initial Schedule of Transferred Clients and (ii) from and after the Closing Date, the Persons identified on the Closing Date Schedule of Transferred Clients.
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Transferred Clients means individually and collectively each client who is party to a Client Services Agreement with Seller and/or a Subsidiary.
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Transferred Clients means Clients other than Terminated Clients.
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Related to Transferred Clients

  • Transferred Entities shall have the meaning set forth in Section 2.2(a)(ii).

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Transferred Contracts shall have the meaning set forth in Section 2.2(a)(ii).

  • Transferred Employees shall have the meaning set forth in Section 5.5(a).

  • Transferred Equity means the equity interest in the Company which the WFOE has the right to request either of the Company Shareholders to transfer to it or its designated entity or individual in accordance with Article 3 hereof when the WFOE exercises its Equity Transfer Option, the quantity of which may be all or part of the Option Equity and the specific amount of which shall be determined by the WFOE at its sole discretion in accordance with the then-effective PRC Law and based on its commercial consideration.

  • Investment Company Client means any Investment Company (or series thereof ) as to which the Firm is an investment adviser or investment sub-adviser.

  • Restricted Client means any person, firm, corporation or other organization to whom the Participant directly or indirectly performed or assisted in performing Relevant Services, or with which the Participant otherwise had material contact, or about which the Participant learned Confidential Information or Trade Secrets, within the twenty-four months prior to the date on which the Participant’s employment with the Constituent Companies terminated.

  • Transferred Assets means the assets, rights and properties of the Sellers that the Purchasers shall acquire as of the Closing.

  • Transferring Employees means employees of the Incumbent Contractor who are wholly or mainly assigned to work in the provision of the Service and who are subject of a Relevant Transfer to the Contractor by virtue of the application of the TUPE Regulations.

  • Transferred Technology means: (i) copies of any Copyable Technology with respect to which Intellectual Property Rights therein are owned by Seller or any of its Subsidiaries and constituting, used in, or necessary to the operation of the Business including the development, manufacturing, support, testing, sale, servicing or operation of any Business Product by or on behalf of Seller or any of its Subsidiaries, (ii) information and Trade Secrets related to the Business known to the Transferred Employees, and (iii) all of the Non-Copyable Technology used exclusively in the Business and which, if of material value is listed on Schedule 1.1(yyy)(A) (“Transferred Non-Copyable Technology”); provided, that the Transferred Technology does not include (i) any Technology, the benefit of which is provided to Buyer pursuant to the Transition Services Agreement, or (ii) the Technology set forth on Schedule 1.1(yyy)(B).

  • Transferred Information means the personal information (namely, information about an identifiable individual other than their business contact information, when used or disclosed for the purpose of contacting such individual in that individual’s capacity as an employee or an official of an organization and for no other purpose) to be disclosed or conveyed to the Offeror or any of its Representatives or agents by or on behalf of Caza as a result of or in conjunction with the transactions contemplated herein, and includes all such personal information disclosed to the Offeror prior to the execution of this Agreement;

  • Transferred IP means the Transferred Registered IP, Transferred Domain Names, and Transferred Unregistered IP.

  • Transferred Asset means each asset, including any Loan Asset and Substitute Loan Asset (including, if any, the Participation thereof), Conveyed by the Seller to the Purchaser hereunder, including with respect to each such asset, all Related Property; provided that the foregoing will exclude the Retained Interest and the Excluded Amounts.

  • CRS means the Standard for Automatic Exchange of Financial Account Information approved on 15 July 2014 by the Council of the Organisation for Economic Cooperation and Development, also known as the Common Reporting Standard, and any bilateral or multilateral competent authority agreements, intergovernmental agreements and treaties, laws, regulations, official guidance or other instrument facilitating the implementation thereof and any law implementing the Common Reporting Standard;

  • Transferring Supplier Employees means those employees of the Supplier and/or the Supplier’s Sub-Contractors to whom the Employment Regulations will apply on the Service Transfer Date.

  • End Client means the end client (if any) in respect of the project in connection with which the Supplier is providing its Services as a sub-contractor;

  • Transferred Business has the meaning ascribed to such term in the Separation Agreement.

  • Seller Affiliates has the meaning assigned to such term in Section 2.7.1;

  • Seller Employees shall have the meaning ascribed thereto in Section 7.4(a) hereof.

  • Transferred Intellectual Property has the meaning set forth in Section 2.1(k).

  • SELLER Business Systems as used in this clause means SELLER’s material management and accounting system, cost estimating system, accounting system, earned value management system, property management system, and purchasing system. If SELLER’s Business Systems are reviewed and approved by a Government agency, SELLER shall provide prompt notice to LOCKHEED MARTIN whenever there is a material change in the status of the Government’s approval or determination of adequacy of any of SELLER’s Business Systems.

  • Purchased Services means Services that You or Your Affiliate purchase under an Order Form, as distinguished from those provided pursuant to a free trial.

  • Transferred Interests has the meaning set forth in the Recitals.

  • Business Employees has the meaning set forth in Section 4.3(a).

  • Prospective Client means any person or entity to which the Corporation, or any of its Subsidiaries, provided, or from which the Corporation, or any of its Subsidiaries received, a proposal, bid, or written inquiry (general advertising or promotional materials and mass mailings excepted) and with which the Participant had contact, or about which the Participant had access to Confidential Information, during the last twelve (12) months of his or her employment.

  • Company Employees has the meaning set forth in Section 5.5(a).