U.S. Securities Act definition
Examples of U.S. Securities Act in a sentence
The Company is an “emerging growth company,” as defined in Section 2(a) of the U.S. Securities Act.
The Subscriber is fully aware that the offering and sale of Shares in the Fund, including the Shares being acquired by the Subscriber, have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”), or any applicable securities laws of any states or other jurisdictions and have been made in reliance upon federal and state exemptions for transactions not involving a public offering.
The Company is a “foreign private issuer” as defined in Rule 405 under the U.S. Securities Act.
The Registration Statement has been declared effective pursuant to Rule 467(b) under the U.S. Securities Act; no stop order suspending the effectiveness of the Registration Statement is in effect and no proceedings for such purpose are pending before or, to the Company’s knowledge, threatened by the SEC and the Dual Prospectus Receipt has been obtained from the Commission in respect of the Canadian Base Shelf Prospectus.
The Form F-X conforms in all material respects with the requirements of the U.S. Securities Act and the applicable rules and regulations of the SEC thereunder.