Securities and Exchange Commission definition

Securities and Exchange Commission means the United States Securities and Exchange Commission.
Securities and Exchange Commission means the United States Securities and Exchange Commission and any agency or instrumentality of the United States government succeeding to its functions.
Securities and Exchange Commission includes any governmental body or agency succeeding to the functions thereof.

Examples of Securities and Exchange Commission in a sentence

  • To the extent that any notice provided in this Warrant constitutes, or contains, material, non-public information regarding the Company or any of the Subsidiaries and the Company voluntarily or involuntarily files periodic and current reports with the Securities and Exchange Commission pursuant to Section 13 or Section 15(d) of the Exchange Act, the Company shall simultaneously file such notice with the Commission pursuant to a Current Report on Form 8-K.

  • In addition, where the effect of a requirement of the Act reflected in any provision of this Agreement is revised by rule, regulation or order of the Securities and Exchange Commission, such provision shall be deemed to incorporate the effect of such rule, regulation or order.

  • Terms used but not otherwise defined in this Agreement shall have the meaning assigned to such terms in the registration statement on Form S-1 the Company has filed with the U.S. Securities and Exchange Commission, under the Securities Act.

  • If a sales charge is in effect, Distributors shall have the right subject to such rules or regulations of the Securities and Exchange Commission as may then be in effect pursuant to Section 22 of the Investment Company Act of 1940 to pay a portion of the sales charge to dealers who have sold shares of the Issuer.

  • Subscriber is not subscribing for the Placement Warrants as a result of or subsequent to any general solicitation or general advertising, including but not limited to any advertisement, article, notice or other communication published in any newspaper, magazine, or similar media or broadcast over television or radio, or presented at any seminar or meeting or in a registration statement with respect to the IPO filed with the Securities and Exchange Commission (“SEC”).


More Definitions of Securities and Exchange Commission

Securities and Exchange Commission means the US Securities and Exchange Commission, or any successor thereto.
Securities and Exchange Commission means the United States Securities and Exchange Commission, including any governmental body or agency succeeding to the functions thereof.
Securities and Exchange Commission means the securities and exchange commission established by the Securities Exchange Act of 1934.
Securities and Exchange Commission or “Commission” means the United States Securities and Exchange Commission.
Securities and Exchange Commission means the United States Securities and Exchange Commission or any successor to the functions of such agency.
Securities and Exchange Commission means the United States securities and exchange commission.27A. “Securities and regulated industries bureau” means the securities and regulated industries bureau of the insurance division of the department of commerce.
Securities and Exchange Commission. The Securities and Exchange Commission or any other Federal agency at the time administering the Securities Act or the Exchange Act.