Securities and Exchange Commission definition

Securities and Exchange Commission means the United States Securities and Exchange Commission.
Securities and Exchange Commission includes any governmental body or agency succeeding to the functions thereof.

Examples of Securities and Exchange Commission in a sentence

  • Sign on the undersigned behalf and file with the Securities and Exchange Commission and New York Stock Exchange, any applicable Form 3 - Initial Statement of Beneficial Ownership of Securities, Form 4 - Statement of Changes in Beneficial Ownership or Form 5 - Annual Statement of Beneficial Ownership of Securities with respect to shares purchased or sold by the undersigned or any other change of beneficial ownership required to be reported by the undersigned.

  • The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

  • File such Forms 3, 4, 5, or amendments thereto, and all documents in connection therewith, with the Securities and Exchange Commission and any applicable stock exchange.

  • This Power of Attorney and authorization shall remain in effect until the undersigned files with the Securities and Exchange Commission a notice of revocation of this Power of Attorney by attaching such notice to the undersigned's Form 3, Form 4 or Form 5.

  • We may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective.


More Definitions of Securities and Exchange Commission

Securities and Exchange Commission means the United States Securities and Exchange Commission or any successor to the functions of such agency.
Securities and Exchange Commission means the United States securities and exchange commission.
Securities and Exchange Commission means the United States securities and exchange commission.27A. “Securities and regulated industries bureau” means the securities and regulated industries bureau of the insurance division of the department of commerce.
Securities and Exchange Commission or "Commission" refers to the Securities and Exchange Commission or any other federal agency then administering the Securities Act.
Securities and Exchange Commission means the Securities and Exchange Commission or any other U.S. federal governmental authority succeeding to any or all of the functions of the Securities and Exchange Commission.
Securities and Exchange Commission means the U.S. Securities and Exchange Commission and includes any governmental body or agency succeeding to the functions thereof.