1934 Act definition

1934 Act means the Securities Exchange Act of 1934, as amended.

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1934 Act means the Securities Exchange Act of 1934, as amended from time to time.

1934 Act means the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder.

Examples of 1934 Act in a sentence

• The Company is subject to the reporting requirements of the 1934 Act.

• Perform such services as are required in order to comply with the provisions of SEC Rule 17Ad-17 under the 1934 Act (the “Lost Shareholder Rule”) as specified in Written Procedures.

• Since September 30, 2025, except as set forth in the SEC Documents and for the B▇ ▇▇▇▇▇▇▇ SEC action, there has been no material adverse change and no material adverse development in the assets, liabilities, business, properties, operations, financial condition, results of operations, prospects or 1934 Act reporting status of the Company or any of its Subsidiaries.

• BNYMTI is registered as a transfer agent under the 1934 Act, and each Fund is an investment company registered under the 1940 Act or series thereof.

• It also is understood that it is desirable for each Fund that the Adviser have access to brokerage and research services provided by brokers who may execute brokerage transactions at a higher cost to the Fund than may result when allocating brokerage to other brokers, consistent with Section 28(e) of the 1934 Act and any Commission staff interpretations thereof.

More Definitions of 1934 Act

1934 Act means the Securities Exchange Act of 1934, as amended, or any similar federal statute, and the rules and regulations of the SEC thereunder, all as the same will then be in effect.

1934 Act means the U.S. Securities Exchange Act of 1934, as amended, and the rules and regulations of the Commission promulgated thereunder.

1934 Act means the Securities Exchange Act of 1934, as amended. Reference to a specific section of the 1934 Act or regulation thereunder shall include such section or regulation, any valid regulation promulgated under such section, and any comparable provision of any future legislation or regulation amending, supplementing or superseding such section or regulation.

1934 Act means the Securities Exchange Act of 1934, and “1940 Act” means the Investment Company Act of 1940, in each case as amended and in effect at the relevant time.

1934 Act means the Securities Exchange Act of l934, as amended from time to time.

1934 Act. The Securities Exchange Act of 1934, as amended.

1934 Act is defined in Section 4.5 hereof.