Investment Company Act of 1940 definition

Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.
Investment Company Act of 1940 means the investment company act of 1940, 15 USC 80a-1 to
Investment Company Act of 1940 means Title 15 of the

Examples of Investment Company Act of 1940 in a sentence

  • The Company shall conduct its business in a manner so that it will not become an “investment company” subject to registration under the Investment Company Act of 1940, as amended.

  • The Company is not, and is not an Affiliate of, and immediately after receipt of payment for the Securities, will not be or be an Affiliate of, an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

  • If a sales charge is in effect, Distributors shall have the right subject to such rules or regulations of the Securities and Exchange Commission as may then be in effect pursuant to Section 22 of the Investment Company Act of 1940 to pay a portion of the sales charge to dealers who have sold shares of the Issuer.

  • The Company is not, and upon the issuance and sale of the Securities as contemplated by this Agreement will not be an “investment company” required to be registered under the Investment Company Act of 1940 (an “Investment Company”).

  • STAR Ohio is not registered with the SEC as an investment company, but does operate in a manner consistent with Rule 2a7 of the Investment Company Act of 1940.


More Definitions of Investment Company Act of 1940

Investment Company Act of 1940. (15 USC § 80a-1 et seq.) means the federal statute of that name as now or hereafter amended.
Investment Company Act of 1940 means the investment company act of 1940, title I of chapter 686, 54 Stat. 789, 15 U.S.C. 80a-1 to 80a-3 and 80a-4 to 80a-64.
Investment Company Act of 1940 means Title 15 of the United States Code, Sections 80a-1 to 80a-64, inclusive, as amended.
Investment Company Act of 1940 means the Investment Company Act of 1940, 15 U.S.C. §§ 80a-1, et seq.
Investment Company Act of 1940 means the federal statute of that name, 15 U.S.C. § 80a-1 et seq.
Investment Company Act of 1940 means the act of Congress known as the investment company act of 1940 (15 United States Code section 80a).
Investment Company Act of 1940 has the meaning specified in Section 6.01(k).