Investment Company Act of 1940 definition

Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.
Investment Company Act of 1940 means the investment company act of 1940, 15 USC 80a-1 to
Investment Company Act of 1940. (15 USC § 80a-1 et seq.) means the federal statute of that name as now or hereafter amended.

Examples of Investment Company Act of 1940 in a sentence

  • The Corporation shall not be required to hold an annual meeting of its shareholders in any year unless the Investment Company Act of 1940 requires an election of directors by shareholders.

  • Receipt of orders by the Intermediary by the close of the New York Stock Exchange (“NYSE”) on a day when the NYSE is open (or such other time as determined by the Fund) shall be deemed receipt by the Fund for that day’s net asset value to the extent permitted by Rule 22c-1 of the Investment Company Act of 1940 (“’40 Act”) and the agreement between Price Services and the Intermediary.

  • Mutual Fund Rider to Global Custody Agreement Between The Chase Manhattan Bank, N.A. and Each of the Entities Listed on Schedule A Hereto effective January 3, 1994 Customer represents that the Assets being placed in the Bank's custody are subject to the Investment Company Act of 1940 (the Act), as the same may be amended from time to time.

  • During your last fiscal year, did the private fund invest in securities issued by investment companies registered under the Investment Company Act of 1940 (other than "money market funds," to the extent provided in Instruction 6.e.)?Yes No Yes No 10.

  • Subscriber understands that neither the Company nor the Platform is registered under the Investment Company Act of 1940 or the Investment Advisers Act of 1940.


More Definitions of Investment Company Act of 1940

Investment Company Act of 1940 means Title 15 of the
Investment Company Act of 1940 means Title 15 of the United States Code, Sections 80a-1 to 80a-64, inclusive, as amended.
Investment Company Act of 1940 means the investment company act of 1940, title I of chapter 686, 54 Stat. 789, 15 U.S.C. 80a-1 to 80a-3 and 80a-4 to 80a-64.
Investment Company Act of 1940 means the Investment Company Act of 1940, 15 U.S.C. §§ 80a-1, et seq.
Investment Company Act of 1940 means the federal statute of that name, 15 U.S.C. § 80a-1 et seq.
Investment Company Act of 1940 means the federal statutes of those