1934 Exchange Act definition

1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

1934 Exchange Act means the United States Securities Exchange Act of 1934.

Examples of 1934 Exchange Act in a sentence

• Depository shall mean The Depository Trust Company ("DTC"), a clearing agency registered with the Securities and Exchange Commission under Section 17A of the Securities Exchange Act of 1934 ("Exchange Act"), its successor or successors and its nominee or nominees.

• Reporting Persons, defined as a beneficial owner of more than 10% of any class of security registered under Section 12 of the Securities Exchange Act of 1934 (Exchange Act) and each officer and director, are strictly prohibited from engaging in trades of issuer related securities that may result directly or indirectly in short-swing profits as mandated under Section 16 of the act.

• These laws include, but are not limited to, the 1940 Act, the Advisers Act, ERISA, the Securities Act of 1933 ("Securities Act"), the Securities Exchange Act of 1934 ("Exchange Act"), the Sarbanes-Oxley Act of 2002, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the SEC under any of these statutes, the Bank Secrecy Act as it applies to our activities, and any rules adopted thereunder by the Securities and Exchange Commission ("SEC") or the Department of the Treasury.

• KEY DEFINITIONS BENEFICIAL OWNERSHIP For purposes of the Code, "Beneficial Ownership" shall be interpreted in the same manner as it would be in Rule 16a-1(a)(2) under the Securities Exchange Act of 1934 ("Exchange Act") in determining whether a person is subject to the provisions of Section 16 under the Exchange Act and the rules and regulations thereunder.

• If information regarding beneficial ownership has been disclosed pursuant to sections 13(d) and 13(g) of the Securities Exchange Act of 1934 (Exchange Act), the Eligible Borrower or Eligible Lender may rely on this information in addition to its actual knowledge.Beneficial owners may hold their positions through financial intermediaries (e.g., broker- dealers, custodians, and investment funds).

More Definitions of 1934 Exchange Act

1934 Exchange Act means the United States Securities Exchange Act of 1934;

1934 Exchange Act means the United States Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder.

1934 Exchange Act means the Securities Exchange Act of 1934 of the United States of America, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

1934 Exchange Act means the SECURITIES EXCHANGE ACT OF 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

1934 Exchange Act means the United States Securities Exchange Act of 1934, as amended. “Acasti” shall have the meaning ascribed to it in the Recitals.

1934 Exchange Act means the SECURITIES EXCHANGE ACT of 1934 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

1934 Exchange Act means the United States Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, as in effect on the date of this Agreement or as the same may be amended, re‑enacted or replaced by any comparable or successor laws or regulations thereto;