Resale Rules definition

Resale Rules as defined in Section 3.3.
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Resale Rules means Rule 144 promulgated by the Commission or any successor to such rule or any other rule or regulation of the Commission that may at any time permit the Investor to sell its Shares to the public without registration.
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Resale Rules means Multilateral Instrument 45-102 and Companion Policy 45-102CP (Resale of Securities);
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Examples of Resale Rules in a sentence

  • No Investor shall have the right to cause the Company to register its Shares under this Section 3.1 if the number of Shares requested to be so registered may be immediately sold pursuant to the Resale Rules.

  • Trade within closed exempt market only, by relying on further exemptions.[2] Issuer Files Prospectus to Qualify the already distributed exempt market securities, transforming them into freely trading securities.[3] Under NI 45-102 Resale Rules, hold exempt market securities until “hold period” expires, then sell*Under (3) - Resale Rules (NI 45-102)Hold Period: Keeps securities distributed under NI 45-106 Prospectus exemption from being freely trades for a time period.

  • The Company’s obligation to maintain the effectiveness of such registration statement shall terminate at such time as the Investor’s Shares are freely tradeable pursuant to the Resale Rules.

  • Thereafter, Transfers, if any, of the Common Stock issued pursuant to the Offering shall be in accordance with all securities laws applicable thereto and, other than Transfers pursuant to (i) an effective registration statement or (ii) the Resale Rules (as defined below), which items (i) and (ii) shall also be in accordance with all securities laws applicable thereto, subject to the terms of this Section 7.

  • No Investor shall have the right to cause the Company to register its Shares under this Section 2.1 if the number of Shares requested to be so registered may be immediately sold pursuant to the Resale Rules.

  • The Company’s obligation to maintain the effectiveness of the Shelf Registration shall terminate at such time as the Investor’s Shares are freely tradeable pursuant to the Resale Rules without limitations (including any limitation on volume or manner of sale).

  • The Investors shall not have the right to cause the Company to register their Shares under this Section 2.3 if the number of Shares requested to be so registered may be immediately sold pursuant to the Resale Rules.

  • The Act Resale Rules set out rules that apply to the first trade of securities purchased under certain exemptions in the Act from the prospectus requirements of the Act; 2.

  • The Resale Rules NI 45-102Securityholder that wishes to trade an exempt market security has 3 options:1) continue to trade sec w/in closed exempt market only, by relying on further exemption 2)qualify sec under prospectus – transform them into freely traded securities 3)under NI 45-102 Resale Rules: secholder may hold the exempt securities until a specified ‘hold period’ expires.

  • We did award that contract on May 17th and just wanted to report and update the Commission on the action that I took with the authority granted.


More Definitions of Resale Rules

Resale Rules means NI 45-102 and the companion policy thereto;
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Resale Rules has the meaning set forth in Section 5.15.
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Related to Resale Rules

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • Repurchase Rules and Regulations shall have the meaning specified in Section 6.14 of the Indenture.

  • the Rules means the Insolvency Rules 1986 (as amended);

  • Hague Rules means the International Convention for the Unification of certain Rules of Law relating to Bills of Lading signed at Brussels on 25 August 1924.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • 1940 Act Rules and Regulations means the rules and regulations of the Commission under the 1940 Act.

  • House Rules means written and posted rules governing house activities in the AFH-DD. These rules may not conflict with the AFH Bill of Rights.

  • Exchange Rules means the listing rules of The OTC Marketplace.

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • NASD Rules means the Rules of the National Association of Securities Dealers, Inc., as amended from time to time.

  • Advisers Act Rules and Regulations means the rules and regulations of the Commission under the Advisers Act.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • Resale Registration Statement means a registration statement under the Securities Act registering the Securities for resale pursuant to the terms of the Registration Rights Agreement.

  • FINRA Rules means the Constitution, By-Laws, and Rules of Fair Practice of the Financial Industry Regulatory Authority, Inc. ("FINRA") and any interpretations thereof.

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the ISO-NE Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • SAFE Rules and Regulations means collectively, the Circular 37 and any other applicable SAFE rules and regulations, as amended.

  • SIFT Rules means the provisions of the Tax Act, including those contained in sections 104, 122 and 122.1 of the Tax Act, which apply to the taxation of a “specified investment flow through trust” and its unitholders.

  • Prospectus Rules means the Prospectus Rules published by the Financial Conduct Authority;

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • Israeli Securities Law means the Israeli Securities Law, 5728-1968, as amended, and the regulations promulgated thereunder.

  • Prospectus Regulation means Regulation (EU) 2017/1129.

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time.