Exchange Rules definition

Exchange Rules means the listing rules of The OTC Marketplace.

Exchange Rules means the charter or other organizational or governance document or listing or other requirements of the applicable national securities exchange or market on which SGRP's stock is listed or quoted (currently Nasdaq), or any other applicable self-regulatory or governing body or organization, and the rules and regulations promulgated thereunder, as the same may be adopted, supplemented, modified, amended or restated from time to time or any corresponding or succeeding rule, regulation or provision.

Exchange Rules means the relevant code, rules and regulations, as amended, from time to time, applicable as a result of the original and continued listing of any shares on the Designated Exchange;

Examples of Exchange Rules in a sentence

• The duties of a FINOP shall include taking appropriate actions to assure that the Member complies with applicable financial and operational requirements under Exchange Rules and the Exchange Act, including, but not limited to, those requirements relating to the submission of financial reports and the maintenance of books and records.

• Paragraph 1 and Paragraph 2 shall not apply to orders and binding quotes entered in the trading model Auction, during Auctions within the trading model Continuous Trading with Intra-Day Auctions upon determination of the first exchange price pursuant to § 8881 of the Exchange Rules or during a volatility interruption or an extended volatility interruption, as well as in the trading model Continuous Auction in Structured Products.

• Except as set forth in the General Disclosure Package, the Company, its subsidiaries and the Company’s Board of Directors (the “Board”) are in compliance with Xxxxxxxx-Xxxxx and all applicable Exchange Rules.

• The Internal Controls are overseen by the Audit Committee (the “Audit Committee”) of the Board in accordance with Exchange Rules.

• It offers a product that gives investors exposure to underlying assets – such as shares, bonds, indices, currencies or commodities.The value (price) of products quoted under the Securities Exchange Rules is dependent on the performance of the underlying assets rather than the financial performance of the issuer itself e.g. a managed fund issuer does not control the value of the shares it invests in.

More Definitions of Exchange Rules

Exchange Rules means the listing rules of the Exchange and any other relevant code, rules and regulations, as amended, from time to time, applicable as a result of the original and continued listing or quotation of any Shares (or any Interests in Shares) on an Exchange;

Exchange Rules means the rules of the Nasdaq Stock Market.

Exchange Rules means the listing rules of The Nasdaq Stock Market.

Exchange Rules means the rules and policies of the Exchange, as amended from time to time.

Exchange Rules means, collectively, the Rules of the Exchange as

Exchange Rules means the rules made by a registered exchange in accordance with section 112;

Exchange Rules or “Rulebook” means all rules adopted, all Notices to Participants published by the Exchange, and the Clearing Firm Agreement, the Participant Firm Agreement, the Broker Firm Access Agreement, interpretations, orders, resolutions, advisories, statements of policy, decisions, manuals and directives of the Exchange, and all amendments thereto.