NASD Rules definition

NASD Rules means the Rules of the National Association of Securities Dealers, Inc., as amended from time to time.

NASD Rules means the Conduct Rules and the By-Laws of the NASD.

NASD Rules has the meaning set forth in Section 4.3(o).

Examples of NASD Rules in a sentence

• While the NASD Rules generally apply to all FINRA members, the Incorporated NYSE Rules apply only to those members of FINRA that are also members of the NYSE (“Dual Members”).

• Any distribution arrangement of the Fund, including distribution fees, front-end sales loads and CDSCs, will comply with Section 2830 of the NASD Rules of the Financial Industry Regulatory Authority, Inc.

• Within the period specified by applicable NASD Rules or, if no period is so specified, as soon as practicable after termination of such AAU, your account shall be settled and paid.

• Section 1(a)(ii) of Article VII of the NASD By-Laws permits the NASD Board of Governors to adopt amendments to NASD Rules without recourse to the membership for approval.

• While the NASD Rules generally apply to all FINRA members, the Incorporated NYSE Rules apply only to those members of FINRA that are also members of the NYSE (‘‘Dual Members’’).

More Definitions of NASD Rules

NASD Rules means the rules and regulation promulgated by the NASD.

NASD Rules shall have the meaning assigned thereto in Section 3(d)(xiv) hereof.

NASD Rules means the rules set forth in the NASD Manual.

NASD Rules means the Constitution, By-Laws, and Rules of Fair Practice of the National Association of Securities Dealers, Inc. (the "NASD") and any interpretations thereof. (a) "NAV" means the net asset value per Share of each Class of each Fund as determined by the Trust, or its designated agent, in accordance with and at the times indicated in the applicable Prospectus of the Trust on each Fund Business Day in accordance with the method set forth in the Prospectus and guidelines established by the Board.

NASD Rules means all applicable laws (including intellectual property, communications, and securi- ties laws), statutes, and regulations, the rules and regulations of the SEC, the rules and regulations of the Corporations including, but not limited to, those requirements established by the Corporations’ rule filings (with such SEC approval as may be required), the Corporations’ decisions and interpretations and any User Guides, or suc- cessors of the components of the NASD Rules, as they may exist at the time. If any payment is due directly to Nasdaq under this Agreement, payment in full is due Nasdaq in immediately available U.S. funds, within 30 days of date of invoice, whether or not use is made of the Information. Interest shall be due from the date of the invoice to the time that the amount(s) that are due have been paid. Subscriber shall assume full and complete responsibility for the payment of any taxes, charges or assessments imposed on Subscriber or Nasdaq (except for U.S. federal, state, or local income taxes, if any, imposed on Nasdaq) by any foreign or domestic national, state, provincial or local gov- ernmental bodies, or subdivisions thereof, and any penalties or interest, relating to the provision of the Information to Subscriber.

NASD Rules means all applicable laws (including intellectual property, communications, and securities laws), statutes, and regulations, the rules and regulations of the SEC, the rules and regulations of Nasdaq including, but not limited to, those requirements established by Nasdaq’s rule filings (with such SEC approval as may be required), Nasdaq’s decisions and interpretations and any User Guides, or successors of the components of the NASD Rules, as they may exist at the time. For Professional Subscriber, if any payment is due directly to Nasdaq under this Agreement, payment in full is due Nasdaq in immediately available U.S. funds, within 30 days of the date of an invoice, whether or not use is made of, or access is made to, the Information. Interest shall be due from the date of the invoice to the time that the amount(s) that are due have been paid. Subscriber shall assume full and complete responsibility for the payment of any taxes, charges or assessments imposed on Subscriber or Nasdaq (except for U.S. federal, state, or local income taxes, if any, imposed on Nasdaq) by any foreign or domestic national, state, provincial or local governmental bodies, or subdivisions thereof, and any penalties or interest, relating to the provision of the Information to Subscriber.

NASD Rules has the meaning set forth in SECTION 3.27(B).