SEC Regulation D definition

SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time.

SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time. "SECTION 5.4(b)(ii) CERTIFICATE" shall have the meaning provided in section 5.4(b)(ii).

SEC Regulation D means Regulation D as promulgated under the 1933 Act, as the same may be in effect from time to time.

Examples of SEC Regulation D in a sentence

• The Purchaser hereby represents, warrants and covenants to the Company and each officer, employee and agent of the Company that The Purchaser is an “accredited investor” within the meaning of SEC Regulation D, as presently in effect.

• Each of the Lenders hereby represents and warrants to the Borrower that it is a commercial lender, other financial institution or other "accredited" investor (as defined in SEC Regulation D) which makes or acquires or loans on the ordinary course of business and that it will make or acquire Loans for its own account in the ordinary course of business.

• Each of the Lenders hereby represents and warrants to the Borrower that it is a commercial lender, other financial institution or other “accredited” investor (as defined in SEC Regulation D) which makes or acquires or loans on the ordinary course of business and that it will make or acquire Loans for its own account in the ordinary course of business.

• This exemption shall not be available if the issuer, or any of its officers, controlling persons, or promoters is subject to a disqualifying event specified in Subsection (d) of Rule 506 of SEC Regulation D (17 C.F.R. 230.506(d)).

• Accredited investors can invest in offerings under SEC Regulation D, while non-accredited investors can invest in offerings under Regulation A, like this Offering.Under our business model for our loans, we generate revenue by retaining the difference between the interest rate we charge the CFO borrowers and the interest paid to our investors.

More Definitions of SEC Regulation D

SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933. as amended, as the same may be in effect from time to

SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time. “Second A&R Reaffirmation and Amendment Agreement” means that certain Reaffirmation of Loan Documents and Omnibus Amendment to Security Documents, dated as of February 13, 2020, by the Credit Parties in favor of the Administrative Agent.

SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time. “Secured Creditors” has the meaning provided in the Security Agreement.

SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time. "Section 4.04(b)(ii) Certificate" shall have the meaning provided in Section 4.04(b)(ii) of the Credit Agreement. "Specified Foreign or Non-Regulated Company" shall mean each Regulated Insurance Company which is a Foreign Subsidiary (other than LaSalle Re Holdings) and each Non-Regulated Company, in each case which is not a Subsidiary of any Regulated Insurance Company which is a Domestic Subsidiary.

SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time. “Secured Creditors” means each of the Administrative Agent, the Lenders and the respective successors and assigns of each of the foregoing. “Security Agreements” means, collectively, the U.S. Security Agreement and the Non-U.S.

SEC Regulation D means Regulation D as 96 -90- promulgated under the Securities Act, as the same may be in effect from time to time.

SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time. “Security Agreement” means the Pledge and Security Agreement, dated as of January 6, 2005, among the Credit Parties party thereto and theAdministrative Agent, as the same has been amended, restated, supplemented or otherwise modified from time to time.