Examples of Reporting Officer in a sentence
The Compliance Officer shall initiate penal action on obtaining suitable directions from the Reporting Officer.
The position will be required to submit a Monthly Activity Report and Annual Report to Reporting Officer in NCVBDC.
In case it is observed by the Compliance Officer that there has been a violation of the Regulations by a Designated Person (including that of his/her Immediate Relatives), the Compliance Officer shall forthwith inform the Reporting Officer about the violation and shall also simultaneously inform Stock Exchanges where the concerned securities are traded and SEBI about such violation.
The Compliance Officer may, in addition to the abovementioned disclosures, require any Connected Person or class of Connected Persons to make disclosures regarding holdings in Securities of the Company and Trading (in the format prescribed in Form-XI annexed hereto)and at such frequency as may be determined by the Compliance Officer in consultation with the Reporting Officer in order to monitor compliance with the Regulations.
Provided however, that the decision of the Compliance Officer/ Reporting Officer (as the case may be) with regard to waiver of the holding period shall be at the sole discretion of the Compliance Officer/ Reporting Officer (as the case may be) and such decision shall be final.