Chief Compliance Officer definition

Chief Compliance Officer means the individual appointed by the Board as BSEF’s chief compliance officer in accordance with the Operating Agreement, with the duties and responsibilities as may be prescribed by the Board from time to time as set forth in Rule 208.
Chief Compliance Officer has the meaning ascribed thereto in Section 2.2 hereof.
Chief Compliance Officer means the Chief Compliance Officer (“CCO”) of Cohen & Steers Capital Management, Inc. and the Cohen & Steers Funds.

Examples of Chief Compliance Officer in a sentence

  • PROSPECT CAPITAL CORPORATION By: /s/ Xxxxxxx Xxx Xxxx Name: Xxxxxxx Xxx Xxxx Title: Chief Financial Officer and Chief Compliance Officer U.S. BANK TRUST COMPANY NATIONAL ASSOCIATION (SUCCESSOR IN INTEREST TO U.S. BANK NATIONAL ASSOCIATION), as Trustee By: /s/ Xxxxxxxx Xxx Name: Xxxxxxxx Xxx Title: Vice President EXHIBIT A THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE OF A DEPOSITARY.

  • Xxxxxxxx Title: Chief Compliance Officer and Secretary This is one of the Securities of the series designated therein referred to in the within-mentioned Indenture.

  • Notwithstanding the foregoing, the Adviser is not obligated to pay the compensation or expenses of the Trust’s Chief Compliance Officer, regardless of whether the Chief Compliance Officer is affiliated with the Adviser.

  • As used in this Agreement, “knowledge of Sellers” or “Sellers’ knowledge” (and any similar expression) means the actual knowledge of (i) each Hospital’s Chief Executive Officer, Chief Financial Officer, Chief Nursing Officer and Chief Compliance Officer (or equivalent), in each case after reasonable inquiry by such Person, and (ii) Cxxxx Xxxxx, in his capacity as a Hospital Transactions Consultant of CHSPSC, LLC, after reasonable inquiry by such Person.

  • Secondary Contact Title Secondary Contact Title Chief Compliance Officer Secondary Contact Email Please enter a valid email address that will definitely reach the Secondary Contact.


More Definitions of Chief Compliance Officer

Chief Compliance Officer means the Chief Compliance Officer of the Corporation (who also may serve as the compliance officer of the Adviser and/or one or more affiliates of the Adviser).
Chief Compliance Officer or “CCO” means the person appointed by each Adviser designated to be responsible for administering the policies and procedures adopted under the Advisers Act. The CCO may delegate any or all of his or her responsibilities under the Code. In instances when the Code is applied to the CCO, any other executive officer of the appropriate Adviser may act as the designee of the CCO.
Chief Compliance Officer means the individual appointed by the Board as the Company’s chief compliance officer.
Chief Compliance Officer means the Chief Compliance Officer of the Funds and the Adviser.
Chief Compliance Officer means, for purposes of this Code, the Firm’s chief compliance officer.
Chief Compliance Officer means the Code of Ethics Compliance Officer of the Trust with respect to Trustees and officers of the Trust, or the CCO of the Advisers with respect to Advisers personnel.
Chief Compliance Officer means the individual (or his or her designee) designated by Sands Capital as having the authority and responsibilities set forth in this Code; provided, however, that if that individual proposes to engage in any conduct or transaction requiring approval or other action by the Chief Compliance Officer, the approval shall be granted or other action shall be taken by such other individual as Sands Capital shall designate.