Regulatory Services Agreement definition
Examples of Regulatory Services Agreement in a sentence
In 2007, the NASD, NYSE, the Exchange and NYSE Regulation also entered into a Regulatory Services Agreement (“RSA”), whereby FINRA was retained to perform certain regulatory services for non-common rules.
These rules may be cited by FINRA in both the context of this Agreement and the Regulatory Services Agreement.
In addition, the Exchange, through its Regulatory Services Agreement with the Financial Industry Regulatory Authority (FINRA), reviews for member compliance with Phlx Rule 1094 and the Market Access Rule.
The initial term of the Regulatory Services Agreement expires on June 28, 2010.
In the event of any Change in Control of Eyetech, Pfizer shall have the right upon one hundred twenty (120) days notice, to terminate either or both of the Regulatory Services Agreement and the Distribution Agreement.