Registered Investor definition

Registered Investor means any person that has been accepted by Catalist to be able to participate in Auctions in accordance with these Investor Terms and Conditions.
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Registered Investor means any person that has been approved by Catalist to be able to participate in Auctions on the licensed market in accordance with the Investor Terms and Conditions.
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Examples of Registered Investor in a sentence

  • Participation Notes are transferable certificates issued by the Nominee and Placement Agent to a Registered Investor acknowledging the interest of the Registered Investor named therein in the Fiduciary Asset and evidences an entry in the Register of Investors held by the Nominee and Placement Agent.

  • In the event that the Nominee and Placement Agent accedes to the Registered Investor’s request it shall cancel the entry of such Registered Investor in the Register of Investors and the Participation Note of the Registered Investor concerned in whole or in part, as the case may be, for the nominal value of the Participation Note or that part thereof which is being cancelled.

  • The Nominee and Placement Agent may, but shall be under no obligation to, accede to such request, to be made in writing, by a Registered Investor.

  • Every Registered Investor shall be entitled to be entered in the Register of Investors as a participant in the Global Note and shall be entitled to receive from the Nominee and Placement Agent a Participation Note acknowledging the Registered Investors’ beneficial interest in the Global Note and evidencing the appropriate entry in the Register of Investors.

  • In such event (i) the Nominee and Placement Agent shall pay to the Registered Investor concerned the nominal value of that Registered Investor’s Participation Notes and accrued and unpaid interest thereon; and (ii) the Nominee and Placement Agent shall be deemed to have a beneficial interest in the Global Note for the value corresponding to the cancellation.

  • As part of this process, you must provide their Unique Registered Investor Reference (URIR), Contract ID and a copy of the signed contract between yourself and the registered investor.

  • Fees charged by the estate trustee are set in principle by the Trustee Act, RSO 1990, c.T.23: 61.

  • About Catalist Public Market1.1 If you are approved as a Registered Investor as described in PART B clause 2 (How we authorise investors) below you may participate in Auctions of Financial Products on the Catalist Public Market subject to any relevant eligibility criteria that apply to each Auction.1.2 This PART B of these Investor Terms and Conditions contains additional terms and conditions that apply to the Catalist Public Market.

  • An order that the Issuer must take any specified action that Catalist believes is necessary to remedy and/or mitigate the impact of the breach on any Registered Investor or third party.

  • Registered Investor Shares may, when the FISA is not applicable, be transferred by disposal, subject to Article 12, as unrealised claims held in book entry form, subject to the provisions of Article 11 concerning entries made in the share register.

Related to Registered Investor

  • Registered Investment Company means any one or more corporations, partnerships or trusts registered under the Investment Company Act of 1940 for which Fidelity Management and Research Company serves as investment advisor.

  • Designated Investor means an Investor (a) that has been approved in writing as a Designated Investor by Administrative Agent and the Required Lenders, in their sole discretion, and (b) in respect of which there has been delivered to Administrative Agent:

  • Institutional Investor means (a) any original purchaser of a Note, (b) any holder of more than $2,000,000 of the aggregate principal amount of the Notes then outstanding, and (c) any bank, trust company, savings and loan association or other financial institution, any pension plan, any investment company, any insurance company, any broker or dealer, or any other similar financial institution or entity, regardless of legal form.

  • registered dealer means a dealer registered under this Act;

  • Qualified Investor means an investor who has been certified by the commissioner under subdivision 3.

  • registered interest means an international interest, a registrable non-consensual right or interest or a national interest specified in a notice of a national interest registered pursuant to Chapter V;

  • Investor is defined in the preamble to this Agreement.

  • registered person means a person who is registered under section 25 but does not include a person having a Unique Identity Number;

  • Registered Shareholder means a registered holder of PUF Shares as recorded in the shareholder register of the Company maintained by Computershare;

  • Qualified Institutional Investor (tekikaku kikan xxxxxxx) has the meaning assigned thereto in Article 2, Paragraph 3, item 1 of the Financial Instruments and Exchange Law (kinyu shohin torihiki ho) of Japan (Law No. 25 of 1948), Article 10, Paragraph 1 of the regulations relating to the definitions contained in such Article 2.

  • Approved Investor means any institution which has made a Takeout Commitment and has been approved by Buyer and not subsequently disapproved by Buyer.

  • Institutional Accredited Investor means an institution that is an “accredited investor” as defined in Rule 501(a)(1), (2), (3) or (7) under the Securities Act, who are not also QIBs.

  • Institutional Accredited Investor Certificate means a certificate substantially in the form of Exhibit G hereto.

  • Beneficial Owner and “Beneficial Ownership” shall have the meanings set forth in Rule 13d-3 promulgated under the Exchange Act (as defined below) as in effect on the date hereof.

  • registered firm means a registered dealer, a registered adviser, or a registered investment fund manager;

  • Hypothetical Investor means a hypothetical or actual investor (as determined by the Calculation Agent in the context of the relevant situation) in Fund Interests which is deemed to have the benefits and obligations, as provided in the relevant Fund Documents, of an investor holding Fund Interests at the relevant time. The Hypothetical Investor may be deemed by the Calculation Agent to be resident or organised in any jurisdiction, and to be, without limitation, the Issuer, the Calculation Agent or any of their affiliates (as determined by the Calculation Agent in the context of the relevant situation).

  • Registered nurse means a person registered by the Board as a Registered Nurse.

  • Initial Holder has the meaning set forth in the preamble.

  • Registered Shares has the meaning set forth in Section 3.01(b).

  • Institutional Holder An insurance company whose long-term debt is rated at least A- (or equivalent rating) by a Rating Agency, or an equivalent rating from any other nationally recognized statistical rating organization.

  • Registered Fund means an investment company registered under the Investment Company Act.

  • Beneficial Holder A Person holding a beneficial interest in any Book-Entry Certificate as or through a DTC Participant or an Indirect DTC Participant or a Person holding a beneficial interest in any Definitive Certificate.

  • Registered entity means an owner, operator, or user of the Bulk Power System, or the entity registered as its designee for the purpose of compliance, that is included in the NERC Compliance Registry.

  • Beneficial Ownership Interest means the right to receive payments and notices with respect to the Bonds held in a Book Entry System.

  • Institutional Accredited Investors Institutions that are “accredited investors” within the meaning of Rule 501(a) (1), (2), (3) or (7) of Regulation D under the Act or any entity all of the equity owners of which are such institutions.

  • Registered Shareholders means registered holders of our Shares on the Record Date.