registered firm definition

registered firm means a registered dealer, registered adviser or registered investment fund manager;

registered firm means a registered dealer, a registered adviser, or a registered investment fund manager; “registered individual” means an individual who is registered

registered firm means a person or company registered under securities legislation as a dealer or adviser;

More Definitions of registered firm

registered firm means a registered derivatives firm or a registered securities firm;

registered firm means any firm listed in our register of Registered Firms as defined in our Articles.

registered firm means all Principal Firms, Affiliate Industry Firms, Related Companies, Affiliated Associations, Association Member Firms and Agent Firms, details of which are entered in the Register of Registered Firms.

registered firm means a person or company that is registered as a dealer or adviser;

registered firm means an individual or organization that holds a registration certificate.

registered firm means any firm listed in our Register of Registered Firms as defined in our Articles and includes: all Principal Firms, Affiliate Industry Related Companies, Affiliated Associations, and Agent / Agent Plus Firms.

registered firm means a person or company that is registered in at least one jurisdiction as an investment dealer, a mutual fund dealer or an unrestricted adviser;