Publicly Traded Security definition

Publicly Traded Security means any Security (as defined below and which includes all related instruments, e.g., options) traded on an exchange, through the NASDAQ or through the “pink sheets.”

Publicly Traded Security means any equity or debt instrument traded on an exchange, through NASDAQ or through the “Pink Sheets,” any option to purchase or sell such equity or debt instrument, any index stock or bond group option that includes such equity or debt instrument, and futures contract on stock or bond groups that includes such equity or debt instrument, and any option on such futures contract. A Publicly Traded Security also means any security traded on foreign security exchanges, and publicly traded shares of registered closed-end investment companies, unit trusts, partnership and similar interests, notes, warrants, or fixed income instruments, and bonds and debt obligations issued by foreign governments, states, or municipalities. Securities issued by mutual funds, U.S. treasury bonds, notes and bills, U.S. savings bonds and other instruments issued by the U.S. government, debt instruments issued by a banking institution (such as bankers’ acceptances, certificates of deposit, commercial paper and other high-quality short-term debt instruments, including repurchase agreements) and U.S. and foreign currency (collectively, “Non-covered Securities”) are not considered Publicly Traded Securities for the purpose of this Code.

Publicly Traded Security means a se- curity as defined in paragraph (r) of this section and which is:

Examples of Publicly Traded Security in a sentence

• If both, an Access Person of Mazama and a client of Mazama are engaging in transactions involving a Publicly Traded Security an actual or apparent conflict of interest could arise.

• Before an officer, director or employee buys or sells a Publicly Traded Security for a Personal Account, he or she must; (i) confirm that he or she is not in receipt of any material, nonpublic information that would affect the price if that Publicly Traded Security; (ii) obtain approval of the Compliance Officer if the employee is purchasing or selling a security issued by a company with a total market capitalization less than $3 billion.

• If both, an employee of Mazama and a client of Mazama are engaging in transactions involving a Publicly Traded Security an actual or apparent conflict of interest could arise.

• Process for Pre-Clearance of Publicly Traded Securities (Exhibit 2.1): As part of the pre-clearance process, each Employee, other than the Independent Directors, wishing to buy or sell a Publicly Traded Security for a Personal Account must confirm that he or she is not in receipt of any material nonpublic information (i.e., “insider information”) concerning the security or its issuer.

• If both an officer, director or employee of Mazama and a client of Mazama are engaging in transactions involving a Publicly Traded Security -------------------------------------------------------------------------------- Mazama Capital Management, Inc.

More Definitions of Publicly Traded Security

Publicly Traded Security means common stock that is traded or equivalent common equity listed on a U.S. national securities exchange or that will be so traded when issued or exchanged in connection with the relevant transaction or event.

Publicly Traded Security means a security which is listed on the New York Stock Exchange, the American Stock Exchange or any other principal national securities exchange in the United States, Luxembourg, Amsterdam or other European country or whose prices are disseminated by means of an automated quotation system by the National Association of Securities Dealers, Inc.

Publicly Traded Security means a security as defined in paragraph (r) of this section and which is:

Publicly Traded Security means any equity or debt instrument traded on an exchange, through NASDAQ or through the “Pink Sheets,” any option to purchase or sell such equity or debt instrument, any index stock or bond group option that includes such equity or debt instrument, and futures contract on stock or bond groups that includes such equity or debt instrument, and any option on such futures contract. A Publicly Traded Security also means any security traded on foreign security exchanges, and publicly traded shares of registered closed-end investment companies, unit trusts, partnership and similar interests, notes, warrants, or fixed income instruments, and bonds and debt obligations issued by foreign governments, states, or municipalities.

Publicly Traded Security means a security traded on a licensed securities exchange or through over-the-counter markets.

Publicly Traded Security. ' means any “security,” as defined in 15 U.S.C. 78c

Publicly Traded Security means as defined in Article 2(57) of the Proclamation, a security traded on a securities exchange or through over-the-counter markets.