Listed Security definition

Listed Security means any security of the Company that is listed or approved for listing on a national securities exchange or designated or approved for designation as a national market system security on an interdealer quotation system by the National Association of Securities Dealers, Inc.

Split View

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

Get StartedSchedule a Demo

Listed Security means any security of the Company that is listed or approved for listing on a national securities exchange or designated or approved for designation as a national market system security on an interdealer quotation system by the Financial Industry Regulatory Authority (or any successor thereto).

Listed Security means a security of a class listed on the TSX Venture Exchange;

Examples of Listed Security in a sentence

• Shares issued upon exercise of Options or purchase of Restricted Stock prior to the date, if ever, on which the Common Stock becomes a Listed Security shall be subject to a right of first refusal in favor of the Company pursuant to which the Participant will be required to offer Shares to the Company before selling or transferring them to any third party on such terms and subject to such conditions as is reflected in the applicable Option Agreement or Restricted Stock Purchase Agreement.

• Prior to the date, if ever, on which the Common Stock becomes a Listed Security and/or the Company is subject to the reporting requirements of the Exchange Act, the terms set forth herein shall apply to Awards issued to California Participants.

• Shares issued upon exercise of Options or purchase of Restricted Stock prior to the date, if ever, on which the Common Stock becomes a Listed Security shall be subject to a right of first refusal in favor of the Company pursuant to which the Participant will be required to offer Shares to the Company before selling or transferring them to any third party on such terms and subject to such conditions as is reflected in the applicable Award Agreement.

• Notwithstanding anything to the contrary in Sections 5(a)-(c) above, in no event will this Option terminate prior to the earlier of the nine (9)-month anniversary of the date the Common Stock becomes a Listed Security (as defined in the Plan) or the Expiration Date set forth in the notice.

• Each issued and outstanding Buyer Listed Security is duly authorized, validly issued, and was issued in compliance with all applicable Laws.

More Definitions of Listed Security

Listed Security means a class of equity security of an issuer listed on the TSX Venture Exchange, the Toronto Stock Exchange, the Canadian Securities Exchange, or Aequitas Neo Exchange Inc.;

Listed Security means any security of the Company that is listed or approved for listing on a national securities exchange.

Listed Security means a security listed on an Exchange.

Listed Security means any security of the Company that is listed or approved for listing on a national securities exchange or designated or approved for designation

Listed Security means any security that is listed on an exchange;

Listed Security means any Share listed or approved for listing upon notice of issuance on a national securities exchange or other market system that meets the requirements of Section 25100(o) of the California Securities Law of 1968, as amended.

Listed Security means any security which is listed on the Exchange;