Investment Services Licence Holder definition

Investment Services Licence Holder means a person who holds an Investment Services Licence;
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Investment Services Licence Holder means a person in respect of whom the competent authority has issued a licence in terms of the Investment Services Act, 1994.
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Investment Services Licence Holder means a person who holds an investment services Licence granted by the competent authority in terms of Article 6 of the Act;
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Examples of Investment Services Licence Holder in a sentence

  • The nature of the activities an Investment Services Licence Holder can offer will be described in the Licence.

  • R5-5.2.2 Regulation 15 of the Prevention of Money Laundering Regulations and the Funding of Terrorism Regulations requires that an Investment Services Licence Holder appoints a Money Laundering Reporting Officer.

  • Voting Rights attached to shares held by a credit institution, a European Investment Firm or an Investment Services Licence Holder as a result of: a.

  • Since October 2017, he has been involved in the operations of Abalone Asset Management Limited, a Category 2 Investment Services Licence Holder authorised to provide investment management to UCITS and AIFs. Mr. Riccardo Teodori(see above) Mr. Malcolm St. JohnMr. Malcolm St John started his career as a banker at HSBC Bank Malta plc in 1999.

  • Shares reaching or exceeding a 5% threshold of the total voting rights of an Investment Services Licence Holder held by a market maker, acting in its capacity of a market maker need not be aggregated provided that the person acting as market maker: a.

  • R12-12.8.7.1 Voting Rights attached to shares held by a credit institution, a European Investment Firm or an Investment Services Licence Holder as a result of: a.

  • Retirement Scheme / Fund Investment Manager An abridged application process shall apply in the case where a company applying for licensing as a Retirement Scheme / Fund Investment Manager is already licensed under the Investment Services Act, 1994, as a Category 2 or 3 Investment Services Licence Holder to provide the relevant services.

  • Where the scheme is established as a PIF, the applicant can appoint a Category 4b Investment Services Licence Holder or make arrangements for safe-keeping of assets.

  • Thus, the number of children who took 2 or more feedings of infant formula, fresh, tinned, or powdered milk, and yogurt could not be calculated.Third, latest data in Egypt indicated that MDD score among non-breastfeeding children was higher than breastfeeding children (59%, and 34%)11.

  • A Category 2 Investment Services Licence Holder having an initial capital requirement of EURO 730,000 is eligible to apply for a Category 4a Investment Services Licence.

Related to Investment Services Licence Holder

  • Investment Services means the Investment Services under the Company’s CIF license which can be found in the document “Company Information”.

  • Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

  • Management Services Agreement has the meaning set forth in Section 2.1(d).

  • Employment services organization means an organization that provides community-based employment services to individuals with disabilities that is an approved Commission on Accreditation of Rehabilitation Facilities (CARF) accredited vendor of the Department of Aging and Rehabilitative Services.

  • Management Services Agreements means an agreement, however styled, between (a) the Issuer or a Guarantor, on the one hand, and (b) a PC Entity, on the other hand, pursuant to which the Issuer or a Guarantor provides management services or similar services to such PC Entity. All references to Management Services Agreements shall also include all such related documents necessary to ensure that each relationship with each PC Entity meets the PC Entity Requirements.

  • Procurement Services shall refer to a business unit of OGS, formerly known as New York State Procurement (“NYSPro”) and Procurement Services Group (“PSG”).

  • Current Service Provider means the Party from which an End User Customer is planning to switch its local Exchange Service or the Party from which an End User Customer is planning to port its telephone number(s). "Custom Calling Features" comprise a group of features provided via a Central Office Switch without the need for special Customer Premises Equipment. Features include, but are not limited to, call waiting, 3-way calling, abbreviated dialing (speed calling), call forwarding, and series completing (busy or no answer).

  • Client services means services provided directly to agency

  • Appraisal management services means one or more of the following:

  • Account Information Service Provider means a payment service provider pursuing business activities as referred to in point (8) of Annex I;

  • Portfolio Management Services means management of the investment and reinvestment of the assets belonging to the Series, consisting specifically of the following:

  • Non-Discretionary Portfolio Management Services means a portfolio management services under which the Portfolio Manager, subject to express prior instructions issued by the Client from time to time in writing, for an agreed fee structure and for a definite described period, invests in respect of the Client’s account in any type of security entirely at the Client’s risk and ensure that all benefits accrue to the Client’s Portfolio.

  • Replacement Services means any services which are substantially similar to any of the Services and which the Customer receives in substitution for any of the Services following the Call Off Expiry Date, whether those services are provided by the Customer internally and/or by any third party;

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Discretionary Portfolio Management Services means the portfolio management services rendered to the Client by the Portfolio Manager on the terms and conditions contained in the agreement, where under the Portfolio Manager exercises any degree of discretion in the investments or management of assets of the Client.

  • Development Services “Target Market”; “Investment Areas”; and “Targeted Populations” have the meanings ascribed to such terms in 12 C.F.R. 1805.104.

  • Payment Services means such Services as We provide in relation to payments into and out of Your Account.

  • Replacement Service Provider means any third party service provider appointed to perform the Services by the Purchaser from time to time.

  • Information Service Provider A provider of Information Service. Information Service Provider includes, but is not limited to, Internet Service Providers (ISPs).

  • investment services and activities means any of the services and activities listed in Section A of Annex I relating to any of the instruments listed in Section C of Annex I;

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Mobile Banking Service means the EB Services which we enable you to access via the Mobile Banking App or a web browser designed for use on a Mobile Device; and

  • Case management services means planned referral, linkage, monitoring and support, and advocacy provided in partnership with a consumer to assist that consumer with self sufficiency and community tenure and take place in the individual’s home, in the community, or in the facility, in accordance with a service plan developed with and approved by the consumer and qualified staff.

  • CFPC means the College of Family Physicians of Canada.

  • payment service provider means a person whose business includes the provision of transfer of funds services;