FCA Rules definition

FCA Rules means the Rules included within the FCA Handbook issued by the FCA.
FCA Rules means the rules of the FCA from time to time, or any rules which replace or succeed such rules

Examples of FCA Rules in a sentence

  • Use may be made of stock lending, borrowing, cash holdings, hedging and other investment techniques permitted by the FCA Rules.

  • FCA Regulations means the rules contained in the Collective Investment Schemes Sourcebook (COLL), and the Investment Funds Sourcebook (FUND), as part of the FCA Rules as they may be amended or updated from time to time.

  • The powers, duties, rights and obligations of the Depositary, the Company and the ACD under the Depositary Agreement shall, to the extent of any conflict, be overridden by the FCA Rules.

  • Any conflicts of interest that may arise will be managed in accordance with the FCA Rules.

  • Each of the parties will, to the extent of their ability and in compliance with the FCA Rules, ensure that the performance of their respective duties will not be impaired by any such involvement.


More Definitions of FCA Rules

FCA Rules means the rules and guidance contained in the Handbook issued by the FCA;
FCA Rules means the rules promulgated by the FCA under FSMA as amended or replaced from time to time.
FCA Rules means the rules, guidance and principles set out in the FCA Handbook;
FCA Rules means the rules contained in the Collective Investment Schemes Sourcebook published as part of the FCA Handbook that shall, for the avoidance of doubt, not include guidance or evidential requirements contained in that Sourcebook.
FCA Rules means the FCA Handbook of Rules and Guidance as amended, replaced or supplemented from time to time.
FCA Rules means the Handbook of Rules and Guidance of the FCA;
FCA Rules means the FCA’s Handbook of rules and guidance, as amended from time to time.