Examples of Applicable Laws/ Rules in a sentence
Under Applicable Laws, Rules and/or Regulations we may be obliged to make information about certain Transactions and/or Contracts public.
The compliance of the provisions of Corporate and Other Applicable Laws, Rules, Regulations, Standard is the responsibility of Management.
The Company, its Associates and service providers may collect, store and process information obtained from the Client or otherwise in connection with the Agreement and the Transactions for the purpose of complying with FATCA, EMIR, MiFIR or other Applicable Laws, Rules and/or Regulations, including disclosures between themselves and to governmental authorities.
The Service Provider shall obtain compliance with all the Applicable Laws, Rules and Regulations, which are applicable to the Service Provider or personnel deputed by him and shall be solely responsible for liabilities arising out of such compliance, non-compliance or implementation or non-implementation.
Obtain compliance with all the Applicable Laws, Rules and Regulations, which are applicable to the Service Provider or personnel deployed by him and shall be solely responsible for liabilities arising out of such compliance, non-compliance or implementation or non-implementation.
Obtain compliance with all the Applicable Laws, Rules and Regulations, which are applicable to the Service Provider or personnel deputed by him and shall be solely responsible for liabilities arising out of such compliance, non-compliance or implementation or non-implementation.
Compliance with Applicable Laws, Rules and Regulations Senior Financial Officers will establish mechanisms to: Educate Company employees about applicable governmental laws, rules and regulations.Monitor compliance with applicable governmental laws, rules and regulations.
You hereby agree to communications being made, and to the delivery of this Agreement and/or any agreements by and between us, or changes in these Terms and Conditions, via electronic media (including, without limitation, Electronic Messaging, website postings e-mail, or other electronic means) to the extent permitted by Applicable Laws, Rules and/or Regulations.
Under limited circumstances, we may disclose your personal information to third parties as permitted by, or required to comply with, Applicable Laws, Rules and/or Regulations in the jurisdiction of which you are a citizen or a permanent resident, or, in the case of a Legal Entity is formed, incorporated, domiciliation and/or doing business, and/or of the jurisdiction in which we are organized and/or is performing the Services provided hereunder.
Compliance with Applicable Laws, Rules and RegulationsFinancial Professionals must comply with the spirit and intent of all applicable laws, rules and regulations of the SEC, FHFA and any other regulatory agencies.