Examples of Exempted Person in a sentence
You must signpost Clients or potential Clients to the helpline in respect of Gateway Work unless that Client or potential Client is an Exempted Person as described in the Procedure Regulations.
Subparagraph (1) above does not apply to an issuer which is an Exempted Person, which may submit its application under this Chapter directly to the Exchange or through an adviser.
If the sukuk issuer is a special purpose vehicle, the obligor must comply with the continuing listing obligations imposed on the issuer under these Requirements, as if it were the issuer, unless the obligor is an Exempted Person or such other persons as may be approved by the Exchange from time to time.
Where a Client or prospective Client contacts you via a Backdoor Number in respect of a new matter you must put them through to the Operator Service, unless the Client or potential Client is an Exempted Person.
MMSM May Require an Exempted Person to File an Annual Steward Report33.