Exempted Person definition

Exempted Person means the Sponsor, its members and its affiliates, any of their respective direct or indirect transferees of at least 15% of the Corporation’s outstanding common stock and any “group” of which any such person is a part under Rule 13d-5 of the Exchange Act.
Exempted Person means a person deemed to be employed or engaged in an essential service by virtue of subsection 14(1);

Examples of Exempted Person in a sentence

  • You must signpost Clients or potential Clients to the helpline in respect of Gateway Work unless that Client or potential Client is an Exempted Person as described in the Procedure Regulations.

  • Subparagraph (1) above does not apply to an issuer which is an Exempted Person, which may submit its application under this Chapter directly to the Exchange or through an adviser.

  • If the sukuk issuer is a special purpose vehicle, the obligor must comply with the continuing listing obligations imposed on the issuer under these Requirements, as if it were the issuer, unless the obligor is an Exempted Person or such other persons as may be approved by the Exchange from time to time.

  • Where a Client or prospective Client contacts you via a Backdoor Number in respect of a new matter you must put them through to the Operator Service, unless the Client or potential Client is an Exempted Person.

  • MMSM May Require an Exempted Person to File an Annual Steward Report33.


More Definitions of Exempted Person

Exempted Person shall have the meaning set forth in Section 1(a) of this Agreement.
Exempted Person means any Person who, together with all Affiliates and Associates of such Person,
Exempted Person means Post Holdings, Inc., PHPC Sponsor, LLC and any of their respective affiliates, any of their respective direct or indirect transferees of at least 15% of the Corporation’s outstanding Common Stock and any “group” of which any such person is a part under Rule 13d-5 of the Exchange Act.
Exempted Person means a person who is exempted in accordance with section 11 from the requirement to hold a licence by or under this Act;
Exempted Person means Centerview Capital Holdings LLC, Conyers Park Sponsor LLC and their respective affiliates, any of their respective direct or indirect transferees of at least 15% of the Corporation’s outstanding common stock and any “group” of which any such person is a part under Rule 13d-5 of the Exchange Act, as in effect at the Effective Time.
Exempted Person means:
Exempted Person means any prin- cipal underwriter of, dealer in, and any other person authorized to consum- mate transactions in, securities issued by a company; and