investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;
Legal Advice as used herein shall be solely and exclusively limited to the advice provided by legal counsel stating legal rights, duties, liabilities and defenses and shall not include factual information or the formulation or analysis of business strategy.
DRS Advice means a Direct Registration System (DRS) advice;
Independent professional advice means advice of an attorney, certified public accountant, actuary, or other licensed professional adviser.
Medical Advice means any consultation or advice from a Medical Practitioner including the issue of any prescription or follow up prescription.