Xxxx Xxxxxxxx Incorporated. Total..................................................................... ---------------- ---------------- [LETTERHEAD OF OFFICER, DIRECTOR OR MAJOR SHAREHOLDER OF TRIPATH TECHNOLOGY INC.] TRIPATH TECHNOLOGY INC. PUBLIC OFFERING OF COMMON STOCK ____________ , 20 Xxxxxxx Xxxxx Barney Inc. Deutsche Bank Securities U.S. Bancorp Xxxxx Xxxxxxx Inc. Xxxx Xxxxxxxx Incorporated As Representatives of the several Underwriters, c/o Xxxxxxx Xxxxx Barney Inc. 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Ladies and Gentlemen: This letter is being delivered to you in connection with the proposed Underwriting Agreement (the "Underwriting Agreement"), between Tripath Technology Inc., a Delaware corporation (the "Company"), and each of you as representatives of a group of Underwriters named therein, relating to an underwritten public offering of Common Stock, $ par value (the "Common Stock"), of the Company. In order to induce you and the other Underwriters to enter into the Underwriting Agreement, the undersigned will not, without the prior written consent of Xxxxxxx Xxxxx Xxxxxx Inc., offer, sell, contract to sell, pledge or otherwise dispose of, (or enter into any transaction which is designed to, or might reasonably be expected to, result in the disposition (whether by actual disposition or effective economic disposition due to cash settlement or otherwise) by the undersigned or any affiliate of the undersigned or any person in privity with the undersigned or any affiliate of the undersigned) directly or indirectly, including the filing (or participation in the filing of) a registration statement with the Securities and Exchange Commission in respect of, or establish or increase a put equivalent position or liquidate or decrease a call equivalent position within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and regulations of the Securities and Exchange Commission promulgated thereunder with respect to, any shares of capital stock of the Company or any securities convertible into, or exercisable or exchangeable for such capital stock, or publicly announce an intention to effect any such transaction, for a period of 180 days after the date of the final prospectus, other than shares of Common Stock disposed of as bona fide gifts approved by Xxxxxxx Xxxxx Barney Inc. If for any reason the Underwriting Agreement shall be terminated prior to the Closing Date (as defined in the Underwriting Agreement), the agreement set forth a...
Xxxx Xxxxxxxx Incorporated. SoundView Technology Group, Inc................................................. ................................................................................ Total.................................................................. SCHEDULE B Number of Firm Principal Selling Shareholder Shares to be Sold -------------------------------------------------------------- --------------------- Xxxxx Xxxxx................................................... 125,000 Xxxxx Xxxxxxx................................................. 200,000 Xxxxxx Xxxx................................................... 4,500 Xxxxx Xxxxxx.................................................. 37,500 John Flavio................................................... 20,000 Xxxxxx Roll................................................... 35,000 Xxxxxxx Xxxxxxxxxx............................................ 1,500 Total................................................ 423,500
Xxxx Xxxxxxxx Incorporated. Xxxxxxxxx & Company, Inc................................................ --------- Total.................................................... 4,000,000 =========
Xxxx Xxxxxxxx Incorporated. Xxxxx Xxxxxxx Inc. . . . . . . . . . . . . . -----------
Xxxx Xxxxxxxx Incorporated. First Union Securities, Inc.................................. --------------- Total.................................................... 10,000,000 =============== SCHEDULE II Number of Optional Shares to be Total Number of Sold if Firm Shares Maximum Option to be Sold Exercised --------------- ------------------ The Company.................................................. The Selling Stockholder(s):............................... [Name of Selling Stockholder](a)..................... [Name of Selling Stockholder](b)..................... [Name of Selling Stockholder](c)..................... [Name of Selling Stockholder](d)..................... [Name of Selling Stockholder](e)..................... -------------- ------------------ Total.................................................... 7,500,000 1,500,000 ============== ================== ________________
Xxxx Xxxxxxxx Incorporated. [___] XX Xxxxx Securities Corporation............................................. [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___]....................................................................... [___] [___] ...................................................................... [___] ---------------------------------------------------------------------------- ------------------
Xxxx Xxxxxxxx Incorporated. Xxxxxxx Xxxxx & Associates, Inc. ................. Fidelity Capital Markets, a division of National Financial Services LLC................. ---------- Total................................... 7,500,000 ========== XXXXXXXX 0 XXXXXXX XXXXXXXXXXXX
Xxxx Xxxxxxxx Incorporated. [___] [___]........................................... [___] [___]........................................... [___] [___] .......................................... [___] Total........................................ [___] Schedule-A EXHIBIT A The final opinion in draft form should be attached as Exhibit A at the time this Agreement is executed. Opinion of counsel for the Company to be delivered pursuant to Section 5(d) of the Underwriting Agreement. References to the Prospectus in this Exhibit A include any --------- supplements thereto at the Closing Date.
Xxxx Xxxxxxxx Incorporated. Xxxxx Xxxxxxx Inc. . . . . . . . . . . . . . . . . . . . ------------------ Total. . . . . . . . . . . . . . . . . . . . 900,000 ------- ------- XXXXXXXX X XXXXXXXX XXXXXX POWER COMPANY (a Minnesota corporation) 900,000 Shares of Common Stock (Par Value $2.50 Per Share)
Xxxx Xxxxxxxx Incorporated. [___] XX XXXXX SECURITIES CORPORATION ................ [___] SOCIETE GENERALE DLJdirect, INC. [___] .......................................... [___] [___] .......................................... [___] [___] .......................................... [___] Total........................................ 3,500,000 Exhibit A Exhibit B Matters to be Covered in the Opinion of Company Counsel
