Schedule II Sample Clauses

Schedule II. The Escrow Agent is authorized to accept instructions signed or believed by the Escrow Agent to be signed by any one of the following on behalf of the Company and Placement Agent. BIOLIFE SOLUTIONS, INC. Name True Signature Michael Rice Daphne Taylor LADENBURG THALMANN & CO. INC. Name True Signature Exhibit A FORM OF ESCROW RELEASE NOTICE Date: _____________, 2014 Signature Bank 261 Madison Avenue, New York, New York 10016 Attention: Cliff Broder, Group Director and Senior Vice President Fax: (646) 822-1359 Dear Mr. Broder: In accordance with the terms of paragraph 2(b) of the Escrow Deposit Agreement, dated as of _______ ___, 2014 by and between BioLife Solutions, Inc. (the "Company"), Signature Bank (the "Escrow Agent") and Ladenburg Thalmann & Co. Inc. ("Placement Agent"), the Company and Placement Agent hereby notify the Escrow Agent that the closing will be held on ______ ___, 2014 for gross proceeds of $__________________. PLEASE DISTRIBUTE FUNDS BY WIRE TRANSFER AS FOLLOWS (wire instructions attached): __________________________: $ __________________________: $ Ellenoff Grossman & Schole LLP: $ Signature Bank (Escrow Fee): $4,000 Very truly yours, BIOLIFE SOLUTIONS, INC. By: _____________ Name: __________ Title: ____________ LADENBURG THALMANN & CO. INC. By: _____________ Name: ___________ Title: ____________
Schedule II. The Escrow Agent is authorized to accept instructions signed or believed by the Escrow Agent to be signed by any one of the following on behalf of the Company and the Selling Agent. Level Brands, Inc. Name True Signature Mark S. Elliott _____________________ Martin A. Sumichrast _____________________ TriPoint Global Equities, LLC Name True Signature Mark Elenowitz ________________ Exhibit A
Schedule II. The Escrow Agent is authorized to accept instructions signed or believed by the Escrow Agent to be signed by any one of the following on behalf of the Company and Placement Agent. GUARDIAN TECHNOLOGIES INTERNATIONAL, INC. Name True Signature ______________ _____________________ ______________ ______________________ MIDTOWN PARTNERS & CO., LLC Name True Signature _________________ _____________________ _________________ _____________________ Exhibit A
Schedule II. The Escrow Agent is authorized to accept instructions signed or believed by the Escrow Agent to be signed by any one of the following on behalf of the Company and Placement Agent. TANTECH HOLDINGS LTD. Name True Signature Zhengyu Wang VIEWTRADE SECURITIES, INC. Name True Signature Douglas K. Aguililla Exhibit A
Schedule II. The Deposit Account Agent is authorized to accept instructions signed or believed by the Deposit Account Agent to be signed by any one of the following on behalf of the Company and Underwriter. Asia Times Holdings Ltd. Name True Signature Qiuli Wang, Chairman /s/ Qiuli Wang Boustead Securities, LLC Name True Signature Keith Moore, CEO /s/ Keith Moore Dan McClory, Managing Director /s/ Dan McClory Schedule III Fee Schedule Service Fee Cash Management Fee 2.0 % of Proceeds disbursed to the Issuer but in no event less than $200,000 or greater than $300,000 payable upon the initial release of Deposit Funds. CIP/AML check (applied to each subscriber) $2.00 Wire TransfersIncoming (Domestic or Foreign) $5.00 Wire Transfers – Outgoing (Domestic) $10.00 Wire Transfers – Outgoing (Foreign) $25.00 NACHA Upload per file $5.00 ACH per transaction (incoming or outgoing) $0.50 ACH Exceptions (incoming or outgoing) $2.00 Check Processing (incoming or outgoing) $10.00 Exhibit A
Schedule II. To Soliciting Dealer Agreement NAME OF ISSUER: COTTONWOOD COMMUNITIES, INC. NAME OF SELLING GROUP MEMBER: SCHEDULE TO AGREEMENT DATED: Selling Group Member hereby authorizes the Dealer Manager or its agent to deposit selling commissions, dealer manager fees, distribution fees, and other payments due to it pursuant to the Soliciting Dealer Agreement to its bank account specified below. This authority will remain in force until Selling Group Member notifies the Dealer Manager in writing to cancel it. In the event that the Dealer Manager deposits funds erroneously into Selling Group Member’s account, the Dealer Manager is authorized to debit the account with no prior notice to Selling Group Member for an amount not to exceed the amount of the erroneous deposit. Bank Name: Bank Address: Bank Routing Number: Account Number: “SELLING GROUP MEMBER” (Print Name of Selling Group Member) By: Name: Title: Date: Schedule III To Soliciting Dealer Agreement , 20 [name of soliciting dealer] [address] [address] Re: Cottonwood Communities, Inc. Ladies and Gentlemen: Reference is made to the Soliciting Dealer Agreement (the “Soliciting Dealer Agreement”) as of [insert date] among [name of soliciting dealer] (“you”) and Orchard Securities, LLC (the “Dealer Manager”), relating to your participation in the distribution of shares of Cottonwood Communities, Inc. (the “Company”). All capitalized terms used but not otherwise defined herein shall have the meanings given them in the Soliciting Dealer Agreement. You have indicated that you may wish to utilize electronic delivery with respect to the delivering of the Prospectus, Subscription Agreements and Authorized Sales Materials and electronic signature with respect to a subscriber’s execution of a Subscription Agreement. In consideration of the mutual covenants hereinafter contained, the parties agree as follows: