RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 2.1 Growth Enterprise Market (“GEM”) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.
Appears in 14 contracts
Samples: Cash Client Agreement, Client Agreement, Margin Client Agreement
RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 2.1 1.2.1 Growth Enterprise Market (“GEM”) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.
Appears in 6 contracts
Samples: Securities Account Agreement, Securities Account Agreement, Securities Account Agreement
RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 2.1 3.1 Growth Enterprise Market (“GEM”) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.
Appears in 4 contracts
Samples: Evergrande Securities, Evergrande Securities, Evergrande Securities
RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 2.1 Growth Enterprise Market (“GEM”) stocks involve involves a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.
Appears in 1 contract
Samples: www.rffg.com.hk
RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 2.1 (a) Growth Enterprise Market (“GEM”) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.
Appears in 1 contract
Samples: Master Agreement
RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 2.1 3.1 The Growth Enterprise Market (“GEM”) stocks involve a high investment risk. In particular, companies may list on the GEM with neither a track record of profitability nor any obligation to forecast future profitability. The GEM stocks may be very volatile and illiquid.
Appears in 1 contract
Samples: Investment Management Agreement
RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 2.1 Growth Enterprise Market (“GEM”) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.
Appears in 1 contract
Samples: Securities Trading Agreement
RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 2.1 Growth Enterprise Market (E nt erp r i s e Ma rk et ( “GEM”) stocks involve s t oc k s i nv olv e a high hi g h investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.
Appears in 1 contract
Samples: Client Services Agreement
